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Newpoint is a sham: Part 5 - 200+ securities registered by Newpoint and associates (many not on the balance sheet).

Picture of Mark Smith Mark Smith : September 19, 2024 10:32:53 AM AEST

Forgery newpoint reinsurance Trevor Saliba NMS Special Opportunity Fund LP NEWPOINT FINANCIAL CORP. (DE, USA) Keith Beekmeyer Andy Bye AM Best Credit rating PetroVietnam Financial Conduct Authority Prudential Regulation Authority Swiss FINMA Donald Demery Diaz Donald Norvell Calhoun Richard Scott Dvorak Postd Merchant Banque Postd Inc Wells Fargo NA Wells Fargo non-existent NPFC SPV 1 PVI Insurance fronting FINRA USA FBI London Stock Exchange Serious Fraud Office newpoint surety asset finance ltd Ian E Fleming NY fraudster NMS Consulting US SEC US Securities and Exchange Commission Michelle Carter Sylvia Gois Lennon Ogier Global Charitable Trustee (Jersey) Limited Thomas Williamson NMS Special Opportunity Fund General Professional Indemnity LTD (Bermuda) Get Cover Limited (UK) NEWPOINT FINANCIAL CORP. (CA, USA) Newpoint Lux SV Sarl NFG Partners Sarl NFG SARL (Switzerland, Switzerland) Novea (WY, USA) Patrons Group Holdings, Inc. (NV, USA) Patrons Mutual Fire Insurance Company (NV, USA) Newpoint is a sham American Millenium Insurance Company (NJ, USA) Band And Co., Nominee for U.S. Bank (WI, USA) Citadel Reinsurance Company LTD (Bermuda) Mantengu Mining Limited & Langpan Mining Co NEWPOINT BROKERS LIMITED (UK) NEWPOINT FUNDING LTD (UK) Newpoint Reinsurance Company Limited (Nevis) NPFC SPV 1 Inc (WY, USA) OSSO ENERGY PLC (UK) Perfuturo International Insurance, Inc (Guam) Starstone National Insurance Company (NJ, USA) Trailblazers Insurance Company Spectrum Risk Management and Reinsurance Netherlands Authority for the Financial Markets Swedish Financial Supervisory Authority China Banking and Insurance Regulatory Commission National Association of Insurance Commissioners California Department of Insurance New York State Department of Financial Services Autorité des marchés financiers Canadian Superintendent of Financial Institutions BaFin (Federal Financial Supervisory Authority) Dirección General de Seguros y Fondos de Pensiones Central Bank of Ireland Swiss Financial Market Supervisory Authority Belgian Financial Services and Markets Authority Insurance Regulatory and Development Auth India Monetary Authority of Singapore Hong Kong Insurance Authority Australian Prudential Regulation Authority Financial Services Agency Japan Financial Supervisory Service SK Dubai Financial Services Authority Saudi Arabian Monetary Authority Central Bank of Bahrain Qatar Financial Centre Regulatory Authority Superintendencia de Seguros de la Nación Superintendencia de Seguros Brazil Comisión Nacional de Seguros y Fianzas Superintendencia de Banca Peru Financial Sector Conduct Authority SA National Insurance Commission Nigeria Insurance Regulatory Authority Kenya International Association of Insurance Supervisors European Insurance and Occupational Pensions Auth CIS Insurance Supervisory Authority CARICOM (Caribbean Community) Secretariat ASEAN Insurance Council Ministry of Finance of Vietnam Central Bank of the UAE US Securities & Exchange Commission City & Commercial Insurance Company (PCC) Limited Global Structured Products (Jersey) Limited KMI Group Inc. Newpoint Surety Asset Finance Ltd (Jersey) POSTD MERCHANT BANQUE (CA, USA) Timber Creek Casualty Insurance Titan Pacific Holdings (Hong Kong) TANCIANA C. RODRIGUEZ ADMINISTRATRIX
Newpoint is a sham: Part 5 - 200+ securities registered by Newpoint and associates (many not on the balance sheet).
Newpoint is a sham: Part 5 - 200+ securities registered by Newpoint and associates (many not on the balance sheet).
45:48

Chronology and schedule of security documents – Newpoint and associated companies and individuals

(registrations in the USA)

UPDATED

Further analysis and commentary is expected including factual schedules of misstatements and/or overstatements of asset backing (or otherwise) on the various published balance sheets and financial statements of the associated company.  

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Regards,

Mark Smith.

 

Chronology & schedule

 

 

 

  • On 2 April 2020 NMS Special Opportunity Fund LP (CA, USA) as Lender and Ian E Fleming (NY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2077728397 in the jurisdiction of California covering security over the following collateral:
    • Refer source document for precise wording, scanned with OCR and AI tools. The Debtor has irrevocably pledged and assigned all of his rights to the principal corpus of the United States Treasury registered under ISIN# US912810QZ49 and CUSIP# 91258100249 to the Secured Party as described in the Collateral Pledge and Security Agreement (attached hereto) between the parties dated March 30, 2020. The amount of the pledge and assignment is for the full amount as shown on Exhibit A of the Collateral Pledge and Security Agreement.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/2077728397%20ucc%20ca%20nms%20special%20opp%20fund%20v%20ian%20fleming%20A0623-1310.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 28 April 2020 NMS Special Opportunity Fund LP (CA, USA) as Lender and Ian E Fleming (NY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2077757919 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - The Debtor has irrevocably pledged and assigned all of his rights to the principal corpus of the United States Treasury registered under ISIN# US912810QZ49 and CUSIP# 9125810QZ49 to the Secured Party as described in the Collateral Pledge and Security Agreement (attached hereto) between the parties dated March 30, 2020. The amount of the pledge and assignment is for the full amount as shown on Exhibit A of the Collateral Pledge and Security Agreement.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/2077757919%20ucc%20ca%20nms%20special%20opp%20v%20ian%20e%20fleming%20A0615-3777.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 25 August 2020 NMS Special Opportunity Fund LP (CA, USA) as Lender and Ian E Fleming (NY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U200016340624 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - The Debtor has irrevocably pledged and assigned all of his rights to the principal corpus of the United States Treasury registered under ISIN# US912810QZ49 and CUSIP# 912810QZ49 to the Secured Party as described in the Collateral Pledge and Security Agreement (attached hereto) between the parties dated March 30, 2020. The amount of the pledge and assignment is for the full amount as shown on Exhibit A of the Collateral Pledge and Security Agreement.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/U200016340624%20ucc%20ca%20nms%20special%20opp%20v%20ian%20e%20fleming%20B0321-0553.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 4 December 2020 POSTD MERCHANT BANQUE (CA, USA) as Lender and Estate Fr. Jose Antonio Diaz al. Severino Sta. Romana Trust (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U200034800522 in the jurisdiction of California covering security over the following collateral:

 

 

 

  • On 23 July 2021 NPFC SPV 1 Inc (WY, USA) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202107238332807 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Financing Statement Coverage Description: This FINANCING STATEMENT covers the following collateral: The Secured Party has been granted an irrevocable pledge and assignment to all rights and redemption to the principal corpus of the United States Treasury registered under CUSIP: 91281OQZ4 pursuant to the Collateral Pledge Agreement between the Secured Party and the Pledgor (Debtor here) dated July 19, 2021, as referenced in the amounts shown in the senior secured notes numbered 21-01-101. The Pledgor grants rights to this collateral to the Secured Party pursuant to the rights conferred to it by the Grantor (as described in the Collateral Pledge Agreement dated April 20, 2017, and as amended on March 30, 2020) and confirmed under the original and all amended Collateral Pledge Agreements on file with the Pledgor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202107238332807%20ucc%20ny%20npfc%20spv%201%20wy%20v%20nms%20special%20opportunity%20fund%20lp.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 23 July 2021 NPFC SPV 1 Inc (WY, USA) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U210068464033 in the jurisdiction of California covering security over the following collateral:
    • The Secured Party has been granted an irrevocable pledge and assignment to all rights and redemption to the principal corpus of the United States Treasury registered under CUSIP: 912810QZ4 pursuant to the Collateral Pledge Agreement between the Secured Party and the Pledgor (Debtor here) dated July 19, 2021 as referenced in the amounts shown in the senior secured notes numbered 21-01-101. Pledgor grants rights to this collateral to Secured Party pursuant to the rights conferred to it by Grantor (as described in the Collateral Pledge Agreement dated April 20, 2017 and as amended on March 30, 2020) and confirmed under the original and all amended Collateral Pledge Agreements on file with Pledgor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/newpoint%20financial%20ct%20v%20NMS%20SPECIAL%20OPPORTUNITY%20FUND%20LP%20U210068464033%20B0414-3849.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 15 December 2021 NEWPOINT FINANCIAL CORP. (DE, USA) as Lender and General Professional Indemnity LTD (Bermuda) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202112158547046 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Note Issuance and Collateral Details:
    • Secured Party and Debtor have entered into a Note Issuance Agreement in which the Debtor has issued three individual notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are specifically identified as NPFC/UST/CN/2021/01-11, NPFC/UST/CN/2021/01-12, and NPFC/UST/CN/2021/01-13. According to the agreement, the Debtor has pledged to the Secured Party all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4 as Collateral. The specifics of this Collateral Pledge and Security Agreement are detailed within the agreement between the Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202112158547262%20ucc%20ny%20general%20professional%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 15 December 2021 American Millenium Insurance Company (NJ, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202112158546828 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Details of the Note Issuance and Collateral Pledge: Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 2 individual Notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are identified as NPFC/UST/CN/2021/01-14 and NPFC/UST/CN/2021/01-15. In accordance with the Note Issuance Agreement and the notes, the Debtor has pledged to the Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The specifics of this Collateral Pledge and Security Agreement are delineated in the agreement between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202112158546828%20ucc%20ny%20american%20millenium%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 15 December 2021 Citadel Reinsurance Company LTD (Bermuda) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202112158546765 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Note Issuance and Collateral Pledge Details: Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 5 individual Notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are identified as NPFC/UST/CN/2021/01-16, NPFC/UST/CN/2021/01-17, NPFC/UST/CN/2021/01-18, NPFC/UST/CN/2021/01-19, and NPFC/UST/CN/2021/01-20. Pursuant to the Note Issuance Agreement and the notes issued, the Debtor has pledged to the Secured Party as collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202112158546765%20ucc%20ny%20citadel%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 15 December 2021 City & Commercial Insurance Company (PCC) Limited (GUERNSEY) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202112158547046 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Details of the Note Issuance and Collateral Pledge:
    • Secured Party and Debtor have entered into a Note Issuance Agreement, where the Debtor has issued two individual Notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are identified as NPFC/UST/CN/2021/01-40. Under the terms of the Note Issuance Agreement, the Debtor has pledged to the Secured Party all its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4 as Collateral. The specifics of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202112158547046%20ucc%20ny%20city%20commercial%20pcc%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 15 December 2021 Specialty Management UK Limited (UK) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202112158546688 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Note Issuance and Collateral Pledge Details: Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 2 individual Notes, each in the amount of USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. These notes are identified as NPFC/UST/CN/2021/01-37 and NPFC/UST/CN/2021/01-38. Pursuant to the Note Issuance Agreement and the notes issued therein, the Debtor has pledged to the Secured Party as collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 91281OQZ4. The terms of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202112158546688%20ucc%20ny%20specialty%20management%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 15 December 2021 Spectrum Risk Management and Reinsurance DMCC (UAE) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202112158546967 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Details of the Note Issuance and Collateral Pledge: Secured Party and Debtor have entered into a Note Issuance Agreement, where the Debtor has issued two individual Notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are identified as NPFC/UST/CN/2021/01-39. Under the terms of the Note Issuance Agreement, the Debtor has pledged to the Secured Party all its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4 as Collateral. The specifics of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202112158546967%20ucc%20ny%20spectrum%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 15 December 2021 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202112158546905 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Details of the Note Issuance and Collateral Pledge: Secured Party and Debtor entered into a Note Issuance Agreement, under which the Debtor has issued 10 individual Notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. These notes are identified as NPFC/UST/CN/2021/01-01, NPFC/UST/CN/2021/01-02, NPFC/UST/CN/2021/01-03, NPFC/UST/CN/2021/01-04, NPFC/UST/CN/2021/01-05, NPFC/UST/CN/2021/01-06, NPFC/UST/CN/2021/01-07, NPFC/UST/CN/2021/01-08, NPFC/UST/CN/2021/01-09, and NPFC/UST/CN/2021/01-10. In accordance with the Note Issuance Agreement and these Notes, the Debtor has pledged to the Secured Party as Collateral all its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The specifics of this Collateral Pledge and Security Agreement are outlined in the agreement between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202112158546905%20ucc%20ny%20newpoint%20re%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 16 December 2021 NEWPOINT FINANCIAL CORP. (DE, USA) as Lender and General Professional Indemnity LTD (Bermuda) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202112168548797 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Note Issuance and Collateral Agreement Overview:
    • Secured Party and Debtor have entered into a Note Issuance Agreement where the Debtor issued three individual notes. Each note is valued at USD $5 million and is represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are specifically identified as NPFC/UST/CN/2021/01-11, NPFC/UST/CN/2021/01-12, and NPFC/UST/CN/2021/01-13. Under this agreement, the Debtor has pledged all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4 to the Secured Party as collateral. The details and terms of this Collateral Pledge and Security Agreement are outlined in the document agreed upon between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202112168548797%20ucc%20ny%20general%20professional%20v%20NPFC%20SPV1%20WY%20collateral.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 16 December 2021 NEWPOINT FINANCIAL CORP. (DE, USA) as Lender and General Professional Indemnity LTD (Bermuda) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202112168549472 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Details of Collateral Agreement and Note Issuance:
    • Secured Party and Debtor have entered into a Note Issuance Agreement where the Debtor issued three individual notes, each valued at USD $5 million. These notes are represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58 and are specifically identified as NPFC/UST/CN/2021/01-11, NPFC/UST/CN/2021/01-12, and NPFC/UST/CN/2021/01-13. Under the terms of this agreement, the Debtor has pledged all rights to the principal corpus of the United States Treasury Bonds, registered under CUSIP 912810QZ4, to the Secured Party as collateral. The specific terms and provisions of this Collateral Pledge and Security Agreement are detailed in the agreement executed between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202112168549472%20ucc%20ny%20general%20professional%20v%20NPFC%20SPV1%20WY%20collateral.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

 

  • On 16 December 2021 Citadel Reinsurance Company LTD (Bermuda) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202112168548848 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Overview of Note Issuance and Collateral Agreement:
    • Secured Party and Debtor have entered into a Note Issuance Agreement wherein the Debtor issued five individual notes, each valued at USD $5 million, and represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are specifically identified as NPFC/UST/CN/2021/01-16, NPFC/UST/CN/2021/01-17, NPFC/UST/CN/2021/01-18, NPFC/UST/CN/2021/01-19, and NPFC/UST/CN/2021/01-20. In accordance with the agreement, the Debtor has pledged all rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4 to the Secured Party as collateral. The details and conditions of this Collateral Pledge and Security Agreement are thoroughly documented in the agreement established between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202112168548848%20ucc%20ny%20citadel%20v%20NPFC%20SPV1%20WY%20collateral.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 16 December 2021 City & Commercial Insurance Company (PCC) Limited (GUERNSEY) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202112168548874 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Overview of Note Issuance and Collateral Agreement: Secured Party and Debtor have entered into a Note Issuance Agreement wherein the Debtor issued one individual note valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The note is identified as NPFC/UST/CN/2021/01-40. In accordance with the agreement, the Debtor has pledged all rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4 to the Secured Party as collateral. The details and conditions of this Collateral Pledge and Security Agreement are thoroughly documented in the agreement established between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202112168548874%20ucc%20ny%20city%20commercial%20pcc%20v%20NPFC%20SPV1%20WY%20collateral.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 16 December 2021 Spectrum Risk Management and Reinsurance DMCC (UAE) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202112168548901 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Collateral and Note Issuance Details:
    • Secured Party and Debtor have entered into a Note Issuance Agreement where the Debtor has issued a single note valued at USD $5 million, identified by CUSIP# 65172Q AA5 / ISIN # US65172QAA58, and internally labeled as NPFC/UST/CN/2021/01-39. In line with this agreement, the Debtor has irrevocably pledged all rights to the principal corpus of the United States Treasury Bonds, which are registered under CUSIP 912810QZ4, to the Secured Party as collateral. The specific terms and conditions of this pledge are comprehensively outlined in the Collateral Pledge and Security Agreement executed between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202112168548901%20ucc%20ny%20spectrum%20v%20NPFC%20SPV1%20WY%20collateral.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 16 December 2021 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202112168548886 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Note Issuance and Collateral Pledge Details: Secured Party and Debtor have executed a Note Issuance Agreement under which the Debtor issued 10 individual notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. The notes are specifically identified as NPFC/UST/CN/2021/01-01 through NPFC/UST/CN/2021/01-10. Following this agreement, the Debtor has irrevocably pledged all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4 as collateral to the Secured Party. The specifics of this arrangement, including the rights and obligations of the involved parties, are detailed in the Collateral Pledge and Security Agreement established between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202112168548886%20ucc%20ny%20newpoint%20re%20v%20NPFC%20SPV1%20WY%20collateral.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 17 December 2021 NEWPOINT FINANCIAL CORP. (DE, USA) as Lender and General Professional Indemnity LTD (Bermuda) as Borrower entered into agreements and filed dealing / UCC Financing Statement U210111164525 in the jurisdiction of California covering security over the following collateral:

 

  • On 17 December 2021 American Millenium Insurance Company (NJ, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U210111163725 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-14 and NPFC/UST/CN/2021/01-15. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/AMERICAN%20MILLENNIUM%20INSURANCE%20COMPANY%20-%20BRIDGEWATER%2c%20NJ%20v%20newpoint%20financial%20ct%20U210111163725%20B0455-8863.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  U210068464033.

 

  • On 17 December 2021 Citadel Reinsurance Company LTD (Bermuda) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U210111163927 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 5 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-16, NPFC/UST/CN/2021/01-17, NPFC/UST/CN/2021/01-18, NPFC/UST/CN/2021/01-19, NPFC/UST/CN/2021/01-20. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/CITADEL%20REINSURANCE%20COMPANY%20LIMITED%20v%20newpoint%20financial%20ct%20U210111163927%20B0455-8864.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  U210068464033.

 

  • On 17 December 2021 City & Commercial Insurance Company (PCC) Limited (GUERNSEY) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U210111164020 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-40. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/CITY%20&%20COMMERCIAL%20INSURANCE%20(PCC)%20LIMITED%20v%20newpoint%20financial%20ct%20U210111164020%20B0455-8865.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  U210068464033.

 

  • On 17 December 2021 City & Commercial Insurance Company (PCC) Limited (GUERNSEY) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U210111164020 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-40. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/CITY%20&%20COMMERCIAL%20INSURANCE%20(PCC)%20LIMITED%20v%20newpoint%20financial%20ct%20U210111164020%20B0455-8865.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  U210068464033.

 

  • On 17 December 2021 Specialty Management UK Limited (UK) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U210111165215 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-37, NPFC/UST/CN/2021/01-38. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/U210111165215%20ucc%20filing%20B0455-8880.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 17 December 2021 Spectrum Risk Management and Reinsurance DMCC (UAE) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U210111164626 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-39. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/SPECTRUM%20RISK%20MANAGEMENT%20AND%20REINSURANCE%20DMCC%20v%20newpoint%20financial%20ct%20B0455-8872.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  U210068464033.

 

  • On 17 December 2021 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U210111164323 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 10 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-01, NPFC/UST/CN/2021/01-02, NPFC/UST/CN/2021/01-03, NPFC/UST/CN/2021/01-04, NPFC/UST/CN/2021/01-05, NPFC/UST/CN/2021/01-06, NPFC/UST/CN/2021/01-07, NPFC/UST/CN/2021/01-08, NPFC/UST/CN/2021/01-09 and NPFC/UST/CN/2021/01-10. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor. …. Terminated via dealing U230019989239.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/U210111164323%20newpoint%20financial%20v%20newpoint%20reinsurance%20B0455-8868.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  U210068464033.

 

  • On 1 January 2022 Citadel Reinsurance Company LTD (Bermuda) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-23244326 in the jurisdiction of Wyoming covering security over the following collateral:
    • not seen
    • Click this link to view the original source dealing / filed document relied upon:  
    • The underlying source/provider of the collateral security for this dealing is:  Unknown
    • Status of underlying security / registered security interest dependent upon:  Unknown.

 

  • On 1 January 2022 Citadel Reinsurance Company LTD (Bermuda) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-23244326 in the jurisdiction of Wyoming covering security over the following collateral:
    • not seen
    • Click this link to view the original source dealing / filed document relied upon:  
    • The underlying source/provider of the collateral security for this dealing is:  Unknown
    • Status of underlying security / registered security interest dependent upon:  Unknown.

 

  • On 1 January 2022 NEWPOINT BROKERS LIMITED (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-22086825 in the jurisdiction of Wyoming covering security over the following collateral:
    • not seen
    • Click this link to view the original source dealing / filed document relied upon:  
    • The underlying source/provider of the collateral security for this dealing is:  Unknown
    • Status of underlying security / registered security interest dependent upon:  Unknown.

 

  • On 24 January 2022 NEWPOINT FUNDING LTD (UK) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202201248038944 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Details of Collateral Agreement and Note Issuance:
    • Secured Party and Debtor have entered into a Note Issuance Agreement where the Debtor issued one individual note valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58, and identified specifically as NPFC/UST/CN/2021/01-23. According to the agreement, the Debtor has pledged all rights to the principal corpus of the United States Treasury Bonds, registered under CUSIP 912810QZ4, to the Secured Party as collateral. The specific terms and conditions of this Collateral Pledge and Security Agreement are detailed in the agreement executed between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202201248038944%20ucc%20ny%20newpoint%20funding%20v%20newpoint%20financial%20corp%20ct.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 24 January 2022 NEWPOINT FUNDING LTD (UK) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220120515917 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-23. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/newpoint%20funding%20v%20newpoint%20financial%20corp%20ct%20U220120515917%20B0464-8011.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  U210068464033.

 

  • On 24 January 2022 OSSO ENERGY PLC (UK) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202201248039011 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Collateral Agreement Overview:
    • Secured Party and Debtor have established a Note Issuance Agreement under which the Debtor has issued a single note with a value of USD $5 million, denoted by CUSIP# 65172Q AA5 / ISIN # US65172QAA58, and specifically identified as NPFC/UST/CN/2021/01-24. In accordance with this agreement, the Debtor has irrevocably pledged all rights to the principal amount of the United States Treasury Bonds, registered under CUSIP 912810QZ4, to the Secured Party as collateral. The specific provisions and obligations pertaining to this Collateral Pledge and Security Agreement are detailed within the agreement executed between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202201248039011%20ucc%20ny%20osso%20gas%20v%20newpoint%20financial%20corp%20ct.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 24 January 2022 OSSO ENERGY PLC (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220120522921 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-24. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/OSSO%20ENERGY%20PLC%20v%20npfc%20spv%201%20CT%20U220120522921%20B0464-8060.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  U210068464033.

 

  • On 2 February 2022 Starstone National Insurance Company (NJ, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202202028053776 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Summary of Collateral Agreement:
    • The Secured Party and Debtor have established a Note Issuance Agreement where the Debtor has issued a single Note valued at USD $5 million, denoted by CUSIP# 65172Q AA5 / ISIN # US65172QAA58, and specifically identified as NPFC/UST/CN/2021/01-34. In alignment with this agreement, the Debtor has pledged all rights to the principal corpus of the United States Treasury Bonds, which are registered under CUSIP 912810QZ4, to the Secured Party as collateral. The specific terms and conditions governing this Collateral Pledge and Security Agreement are detailed in the agreement executed between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202202028053776%20ucc%20ny%20starstone%20v%20newpoint%20financial%20corp%20ct.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 2 February 2022 Starstone National Insurance Company (NJ, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220159466533 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 Individual Note in the amount of USD $5 million represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Note is identified as
    • NPFC/UST/CN/2021/01-34. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/STARSTONE%20NATIONAL%20INSURANCE%20COMPANY%20v%20newpoint%20financial%20ct%20U220159466533%20B0466-7250.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  U210068464033.

 

  • On 7 February 2022 Timber Creek Casualty Insurance Risk Retention Group (LA, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202202078060341 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Summary of the Agreement:
    • The Secured Party and Debtor have established a Note Issuance Agreement under which the Debtor has issued one individual Note valued at USD $5 million, identified by CUSIP# 65172Q AA5 / ISIN # US65172QAA58, and specifically as NPFC/UST/CN/2021/01-26. Following this agreement, the Debtor has pledged to the Secured Party as collateral all of its rights to the principal corpus of the United States Treasury Bonds, which are registered under CUSIP 912810QZ4. The specific terms and conditions governing this arrangement are detailed in the Collateral Pledge and Security Agreement executed between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202202078060341%20ucc%20ny%20timber%20creek%20v%20newpoint%20financial%20corp%20ct.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 7 February 2022 Timber Creek Casualty Insurance Risk Retention Group (LA, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220160908828 in the jurisdiction of California covering security over the following collateral:

 

  • On 10 February 2022 American Millenium Insurance Company (NJ, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-21076116 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USO $5 million each represented by CUSIP# 65172Q AAS / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-14 and NPFC/UST/CN/2021/01-15. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/ucc%20wymong%202022-21076116%20american%20millenium%20v%20newpoint%20financial%20corp%202022_2_10_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 10 February 2022 Citadel Reinsurance Company LTD (Bermuda) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-21076015 in the jurisdiction of Wyoming covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 5 individual Notes in the amount of USD $5 million each represented by CUSIP# 651720 AAS / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-16, NPFC/UST/CN/2021/01-17, NPFC/UST/CN/2021/01-18, NPFC/UST/CN/2021/01-19, NPFC/UST/CN/2021/01-20. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/citadel%20v%20newpoint%20financial%20corp%20de%20UCC%202022-21076015%20wyoming%202022_2_10_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 10 February 2022 Novea (WY, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202202108068546 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Summary of the Agreement:
    • The Secured Party and Debtor have executed a Note Issuance Agreement under which the Debtor has issued ten individual Notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. These Notes are specifically identified as NPFC/UST/CN/2021/02-01 through NPFC/UST/CN/2021/02-10. In accordance with this agreement, the Debtor has irrevocably pledged to the Secured Party all of its rights to the principal corpus of the United States Treasury Bonds, registered under CUSIP 912810QZ4. The detailed terms and provisions of this arrangement are encapsulated within the Collateral Pledge and Security Agreement that has been formally agreed upon and documented between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202202108068546%20ucc%20ny%20novea%20v%20newpoint%20financial%20corp%20ct.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 10 February 2022 Novea (WY, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220162500916 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 10 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/02-01, NPFC/UST/CN/2021/02-02, NPFC/UST/CN/2021/02-03, NPFC/UST/CN/2021/02-04, NPFC/UST/CN/2021/02-05, NPFC/UST/CN/2021/02-06, NPFC/UST/CN/2021/02-07, NPFC/UST/CN/2021/02-08, NPFC/UST/CN/2021/02-09, NPFC/UST/CN/2021/02-10. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/NEWPOINT%20FINANCIAL%20CORP.%20(CT%2c%20USA)%20spv%201%20v%20novea%20U220162500916%20B0469-5675.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  U210068464033.

 

  • On 11 February 2022 Novea (WY, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-21088626 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 10 individual Notes in the amount of USD $5 million each represented by CUSIP# 651720 AA5 / ISIN #US65172QAA58. Notes are identified as NPFC/UST/CN/2021/02-01, NPFC/UST/CN/2021/02-02, NPFC/UST/CN/2021/02-03, NPFC/UST/CN/2021/02-04, NPFC/UST/CN/2021/02-05, NPFC/UST/CN/2021/02-06, NPFC/UST/CN/2021/02-07, NPFC/UST/CN/2021/02-08, NPFC/UST/CN/2021/02-09, NPFC/UST/CN/2021/02-10. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 91281OQZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/novea%20v%20newpoint%20financial%20corp%20de%20ucc%20022-21088626%20wyoming%202022_02_11_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 11 February 2022 Timber Creek Casualty Insurance Risk Retention Group (LA, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-21088727 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 Individual Note in the amount of USD $5 million represented by CUSIP# 651720 MS / ISIN # US65172QM58. Note is identified as NPFC/UST/CN/2021/01-26. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/timber%20creek%20v%20newpoint%20financial%20corp%20de%20UCC%202022-21088727%20wyoming%202022_02_11_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

 

 

 

  • On 9 March 2022 NEWPOINT FINANCIAL CORP. (DE, USA) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202203098115483 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • The Secured Party has received an irrevocable pledge and assignment of all rights and redemptions to the principal corpus of the United States Treasury registered under CUSIP: 912810QZ4, as per the Collateral Pledge Agreement between the Debtor and the Assigning Party dated December 28, 2021. This is further detailed in the senior secured notes numbered 0021-12-101. These rights were originally granted by the Grantor to the Assigning Party under the Collateral Pledge Agreement dated April 20, 2017, and subsequently amended on March 30, 2020. All original and revised UCC Financing Statements are on file as confirmed.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202203098115483%20ucc%20ny%20npfc%20spv%201%20wy%20v%20nms%20special%20opportunity%20fund%20lp.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  177583463175.

 

  • On 9 March 2022 NPFC SPV 1 Inc (WY, USA) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220172173730 in the jurisdiction of California covering security over the following collateral:
    • NB:  unsecured as from 3 May 2022.  The Secured Party has been granted an irrevocable pledge and assignment to all rights and redemption to the principal corpus of the United States Treasury registered under CUSIP: 912810QZ4 pursuant to the Collateral Pledge Agreement between the Debtor and the Assigning Party dated December 28, 2021 as referenced and in the amounts shown in the senior secured notes numbers 0021-12-101 pursuant to the rights granted by the Grantor to the Assigning Party as described in the Collateral Pledge Agreement dated April 20, 2017 and as amended on March 30, 2020 as confirmed under the original and all amended and updated UCC Financing Statements on file.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/U220172173730%20B0476-5045.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc.

 

  • On 10 March 2022 NPFC SPV 1 Inc (WY, USA) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-21302520 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools.  The Secured Party bas been granted an irrevocable pledge and assignment to all rights and redemption to the principal corpus of the United States Treasury registered under CUSIP: 912810QZ4 pursuant to the Collateral Pledge Agreement between the Debtor and the Assigning Party dated December 28, 2021 as referenced and in the amounts shown in the senior secured notes numbers 0021-12-101 pursuant to the rights granted by the Grantor to the Assigning Party as described in the Collateral Pledge Agreement dated April 20, 2017 and as amended on March 30, 2020 as confirmed under the original and all amended and updated UCC Financing Statements on file.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/npfc%20spv%20v%20nms%20special%20opportunity%20ucc%202022-21302520%20wyoming%202022_3_10_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc.

 

  • On 6 April 2022 City & Commercial Insurance Company (PCC) Limited (GUERNSEY) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202204068165472 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • The Secured Party has received an irrevocable pledge and assignment of all rights and redemptions to the principal corpus of the United States Treasury registered under CUSIP: 912810QZ4, as per the Collateral Pledge Agreement between the Debtor and the Assigning Party dated December 28, 2021. This is further detailed in the senior secured notes numbered 0021-12-101. These rights were originally granted by the Grantor to the Assigning Party under the Collateral Pledge Agreement dated April 20, 2017, and subsequently amended on March 30, 2020. All original and revised UCC Financing Statements are on file as confirmed.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202204068165472%20ucc%20ny%20city%20commercial%20pcc%20v%20NPFC%20SPV1%20WY%20termination.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  202112158547046.

 

 

  • On 3 May 2022 NMS Special Opportunity Fund LP (CA, USA) as Lender and Ian E Fleming (NY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-39 in the jurisdiction of California covering security over the following collateral:
    • Termination of California dealing 177583463175 pursuant to lapsing dealing U200016340624 - System Amendment - Lapse by operation of Law.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc 

 

  • On 3 May 2022 American Millenium Insurance Company (NJ, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-11 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-14 and NPFC/UST/CN/2021/01-15. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 American Millenium Insurance Company (NJ, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-24 in the jurisdiction of California covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USO $5 million each represented by CUSIP# 65172Q AAS / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-14 and NPFC/UST/CN/2021/01-15. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc   

 

  • On 3 May 2022 American Millenium Insurance Company (NJ, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-24 in the jurisdiction of California covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USO $5 million each represented by CUSIP# 65172Q AAS / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-14 and NPFC/UST/CN/2021/01-15. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 American Millenium Insurance Company (NJ, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-3 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Details of the Note Issuance and Collateral Pledge: Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 2 individual Notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are identified as NPFC/UST/CN/2021/01-14 and NPFC/UST/CN/2021/01-15. In accordance with the Note Issuance Agreement and the notes, the Debtor has pledged to the Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The specifics of this Collateral Pledge and Security Agreement are delineated in the agreement between the Secured Party and the Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Citadel Reinsurance Company LTD (Bermuda) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-12 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 5 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-16, NPFC/UST/CN/2021/01-17, NPFC/UST/CN/2021/01-18, NPFC/UST/CN/2021/01-19, NPFC/UST/CN/2021/01-20. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Citadel Reinsurance Company LTD (Bermuda) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-2 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Note Issuance and Collateral Pledge Details: Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 5 individual Notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are identified as NPFC/UST/CN/2021/01-16, NPFC/UST/CN/2021/01-17, NPFC/UST/CN/2021/01-18, NPFC/UST/CN/2021/01-19, and NPFC/UST/CN/2021/01-20. Pursuant to the Note Issuance Agreement and the notes issued, the Debtor has pledged to the Secured Party as collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and the Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Citadel Reinsurance Company LTD (Bermuda) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-25 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 5 individual Notes in the amount of USD $5 million each represented by CUSIP# 651720 AAS / ISIN
    • # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-16, NPFC/UST/CN/2021/01-17, NPFC/UST/CN/2021/01-18, NPFC/UST/CN/2021/01-19, NPFC/UST/CN/2021/01-20. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP
    • 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Citadel Reinsurance Company LTD (Bermuda) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-7 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Overview of Note Issuance and Collateral Agreement:
    • Secured Party and Debtor have entered into a Note Issuance Agreement wherein the Debtor issued five individual notes, each valued at USD $5 million, and represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are specifically identified as NPFC/UST/CN/2021/01-16, NPFC/UST/CN/2021/01-17, NPFC/UST/CN/2021/01-18, NPFC/UST/CN/2021/01-19, and NPFC/UST/CN/2021/01-20. In accordance with the agreement, the Debtor has pledged all rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4 to the Secured Party as collateral. The details and conditions of this Collateral Pledge and Security Agreement are thoroughly documented in the agreement established between the Secured Party and the Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 City & Commercial Insurance Company (PCC) Limited (GUERNSEY) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-13 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-40. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 City & Commercial Insurance Company (PCC) Limited (GUERNSEY) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-32 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • The Secured Party has received an irrevocable pledge and assignment of all rights and redemptions to the principal corpus of the United States Treasury registered under CUSIP: 912810QZ4, as per the Collateral Pledge Agreement between the Debtor and the Assigning Party dated December 28, 2021. This is further detailed in the senior secured notes numbered 0021-12-101. These rights were originally granted by the Grantor to the Assigning Party under the Collateral Pledge Agreement dated April 20, 2017, and subsequently amended on March 30, 2020. All original and revised UCC Financing Statements are on file as confirmed.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 City & Commercial Insurance Company (PCC) Limited (GUERNSEY) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-33 in the jurisdiction of California covering security over the following collateral:
    • U210111164020, Date Filed 12/17/2021, Amendment Action Termination
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 City & Commercial Insurance Company (PCC) Limited (GUERNSEY) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-6 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Details of the Note Issuance and Collateral Pledge:
    • Secured Party and Debtor have entered into a Note Issuance Agreement, where the Debtor has issued two individual Notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are identified as NPFC/UST/CN/2021/01-40. Under the terms of the Note Issuance Agreement, the Debtor has pledged to the Secured Party all its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4 as Collateral. The specifics of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 City & Commercial Insurance Company (PCC) Limited (GUERNSEY) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-8 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Overview of Note Issuance and Collateral Agreement: Secured Party and Debtor have entered into a Note Issuance Agreement wherein the Debtor issued one individual note valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The note is identified as NPFC/UST/CN/2021/01-40. In accordance with the agreement, the Debtor has pledged all rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4 to the Secured Party as collateral. The details and conditions of this Collateral Pledge and Security Agreement are thoroughly documented in the agreement established between the Secured Party and the Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 NEWPOINT FUNDING LTD (UK) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-16 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Details of Collateral Agreement and Note Issuance:
    • Secured Party and Debtor have entered into a Note Issuance Agreement where the Debtor issued one individual note valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58, and identified specifically as NPFC/UST/CN/2021/01-23. According to the agreement, the Debtor has pledged all rights to the principal corpus of the United States Treasury Bonds, registered under CUSIP 912810QZ4, to the Secured Party as collateral. The specific terms and conditions of this Collateral Pledge and Security Agreement are detailed in the agreement executed between the Secured Party and the Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 NEWPOINT FUNDING LTD (UK) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-18 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-23. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-4 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Details of the Note Issuance and Collateral Pledge:
    • Secured Party and Debtor entered into a Note Issuance Agreement, under which the Debtor has issued 10 individual Notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. These notes are identified as NPFC/UST/CN/2021/01-01, NPFC/UST/CN/2021/01-02, NPFC/UST/CN/2021/01-03, NPFC/UST/CN/2021/01-04, NPFC/UST/CN/2021/01-05, NPFC/UST/CN/2021/01-06, NPFC/UST/CN/2021/01-07, NPFC/UST/CN/2021/01-08, NPFC/UST/CN/2021/01-09, and NPFC/UST/CN/2021/01-10. In accordance with the Note Issuance Agreement and these Notes, the Debtor has pledged to the Secured Party as Collateral all its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The specifics of this Collateral Pledge and Security Agreement are outlined in the agreement between the Secured Party and the Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-9 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Note Issuance and Collateral Pledge Details:
    • Secured Party and Debtor have executed a Note Issuance Agreement under which the Debtor issued 10 individual notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. The notes are specifically identified as NPFC/UST/CN/2021/01-01 through NPFC/UST/CN/2021/01-10. Following this agreement, the Debtor has irrevocably pledged all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4 as collateral to the Secured Party. The specifics of this arrangement, including the rights and obligations of the involved parties, are detailed in the Collateral Pledge and Security Agreement established between the Secured Party and the Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Novea (WY, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-23 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Summary of the Agreement:
    • The Secured Party and Debtor have executed a Note Issuance Agreement under which the Debtor has issued ten individual Notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. These Notes are specifically identified as NPFC/UST/CN/2021/02-01 through NPFC/UST/CN/2021/02-10. In accordance with this agreement, the Debtor has irrevocably pledged to the Secured Party all of its rights to the principal corpus of the United States Treasury Bonds, registered under CUSIP 912810QZ4. The detailed terms and provisions of this arrangement are encapsulated within the Collateral Pledge and Security Agreement that has been formally agreed upon and documented between the Secured Party and the Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Novea (WY, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-26 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 10 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/02-01, NPFC/UST/CN/2021/02-02, NPFC/UST/CN/2021/02-03, NPFC/UST/CN/2021/02-04, NPFC/UST/CN/2021/02-05, NPFC/UST/CN/2021/02-06, NPFC/UST/CN/2021/02-07, NPFC/UST/CN/2021/02-08, NPFC/UST/CN/2021/02-09, NPFC/UST/CN/2021/02-10. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Novea (WY, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-27 in the jurisdiction of California covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 10 individual Notes in the amount of USD $5 million each represented by CUSIP# 651720 AA5 / ISIN #US65172QAA58. Notes are identified as NPFC/UST/CN/2021/02-01, NPFC/UST/CN/2021/02-02, NPFC/UST/CN/2021/02-03, NPFC/UST/CN/2021/02-04, NPFC/UST/CN/2021/02-05, NPFC/UST/CN/2021/02-06, NPFC/UST/CN/2021/02-07, NPFC/UST/CN/2021/02-08, NPFC/UST/CN/2021/02-09, NPFC/UST/CN/2021/02-10. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 91281OQZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 OSSO ENERGY PLC (UK) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-17 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Collateral Agreement Overview:
    • Secured Party and Debtor have established a Note Issuance Agreement under which the Debtor has issued a single note with a value of USD $5 million, denoted by CUSIP# 65172Q AA5 / ISIN # US65172QAA58, and specifically identified as NPFC/UST/CN/2021/01-24. In accordance with this agreement, the Debtor has irrevocably pledged all rights to the principal amount of the United States Treasury Bonds, registered under CUSIP 912810QZ4, to the Secured Party as collateral. The specific provisions and obligations pertaining to this Collateral Pledge and Security Agreement are detailed within the agreement executed between the Secured Party and the Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Specialty Management UK Limited (UK) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-1 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Note Issuance and Collateral Pledge Details: Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 2 individual Notes, each in the amount of USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. These notes are identified as NPFC/UST/CN/2021/01-37 and NPFC/UST/CN/2021/01-38. Pursuant to the Note Issuance Agreement and the notes issued therein, the Debtor has pledged to the Secured Party as collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 91281OQZ4. The terms of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and the Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Specialty Management UK Limited (UK) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-15 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-37, NPFC/UST/CN/2021/01-38. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Specialty Management UK Limited (UK) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-15 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-37, NPFC/UST/CN/2021/01-38. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Spectrum Risk Management and Reinsurance DMCC (UAE) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-10 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Collateral and Note Issuance Details:
    • Secured Party and Debtor have entered into a Note Issuance Agreement where the Debtor has issued a single note valued at USD $5 million, identified by CUSIP# 65172Q AA5 / ISIN # US65172QAA58, and internally labeled as NPFC/UST/CN/2021/01-39. In line with this agreement, the Debtor has irrevocably pledged all rights to the principal corpus of the United States Treasury Bonds, which are registered under CUSIP 912810QZ4, to the Secured Party as collateral. The specific terms and conditions of this pledge are comprehensively outlined in the Collateral Pledge and Security Agreement executed between the Secured Party and the Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Spectrum Risk Management and Reinsurance DMCC (UAE) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-14 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-39. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Spectrum Risk Management and Reinsurance DMCC (UAE) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-5 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Details of the Note Issuance and Collateral Pledge:
    • Secured Party and Debtor have entered into a Note Issuance Agreement, where the Debtor has issued two individual Notes, each valued at USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are identified as NPFC/UST/CN/2021/01-39. Under the terms of the Note Issuance Agreement, the Debtor has pledged to the Secured Party all its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4 as Collateral. The specifics of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Starstone National Insurance Company (NJ, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-19 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Summary of Collateral Agreement:
    • The Secured Party and Debtor have established a Note Issuance Agreement where the Debtor has issued a single Note valued at USD $5 million, denoted by CUSIP# 65172Q AA5 / ISIN # US65172QAA58, and specifically identified as NPFC/UST/CN/2021/01-34. In alignment with this agreement, the Debtor has pledged all rights to the principal corpus of the United States Treasury Bonds, which are registered under CUSIP 912810QZ4, to the Secured Party as collateral. The specific terms and conditions governing this Collateral Pledge and Security Agreement are detailed in the agreement executed between the Secured Party and the Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Starstone National Insurance Company (NJ, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-20 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 Individual Note in the amount
    • of USD $5 million represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Note is identified as
    • NPFC/UST/CN/2021/01-34. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as
    • Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The
    • terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Timber Creek Casualty Insurance Risk Retention Group (LA, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-21 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -
    •  
    • Summary of the Agreement:
    • The Secured Party and Debtor have established a Note Issuance Agreement under which the Debtor has issued one individual Note valued at USD $5 million, identified by CUSIP# 65172Q AA5 / ISIN # US65172QAA58, and specifically as NPFC/UST/CN/2021/01-26. Following this agreement, the Debtor has pledged to the Secured Party as collateral all of its rights to the principal corpus of the United States Treasury Bonds, which are registered under CUSIP 912810QZ4. The specific terms and conditions governing this arrangement are detailed in the Collateral Pledge and Security Agreement executed between the Secured Party and the Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Timber Creek Casualty Insurance Risk Retention Group (LA, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-22 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 Individual Note in the amount of USD $5 million represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Note is identified as NPFC/UST/CN/2021/01-26. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Timber Creek Casualty Insurance Risk Retention Group (LA, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-28 in the jurisdiction of California covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 Individual Note in the amount of USD $5 million represented by CUSIP# 651720 MS / ISIN # US65172QM58. Note is identified as NPFC/UST/CN/2021/01-26. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Timber Creek Casualty Insurance Risk Retention Group (LA, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-29 in the jurisdiction of California covering security over the following collateral:
    • Termination
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Timber Creek Casualty Insurance Risk Retention Group (LA, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-30 in the jurisdiction of California covering security over the following collateral:
    • Termination of U220160908828
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Timber Creek Casualty Insurance Risk Retention Group (LA, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-31 in the jurisdiction of California covering security over the following collateral:
    • Termination 2022-21088727
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 NEWPOINT FINANCIAL CORP. (DE, USA) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-34 in the jurisdiction of New York State covering security over the following collateral:
    • Termination of California dealing 177583463175 pursuant to lapsing dealing U200016340624 - System Amendment - Lapse by operation of Law.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Titan Pacific Holdings (Hong Kong) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-36 in the jurisdiction of California covering security over the following collateral:
    • Termination of California dealing 177583463175 pursuant to lapsing dealing U200016340624 - System Amendment - Lapse by operation of Law.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 General Professional Indemnity LTD (Bermuda) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-41 in the jurisdiction of Wyoming covering security over the following collateral:
    • Termination of California dealing 177583463175 pursuant to lapsing dealing U200016340624 - System Amendment - Lapse by operation of Law.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 OSSO ENERGY PLC (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-40 in the jurisdiction of Wyoming covering security over the following collateral:
    • Termination of California dealing 177583463175 pursuant to lapsing dealing U200016340624 - System Amendment - Lapse by operation of Law.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 Spectrum Risk Management and Reinsurance DMCC (UAE) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-42 in the jurisdiction of Wyoming covering security over the following collateral:
    • Termination of California dealing 177583463175 pursuant to lapsing dealing U200016340624 - System Amendment - Lapse by operation of Law.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 NPFC SPV 1 Inc (WY, USA) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-35 in the jurisdiction of Wyoming covering security over the following collateral:
    • Termination of California dealing 177583463175 pursuant to lapsing dealing U200016340624 - System Amendment - Lapse by operation of Law.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 NPFC SPV 1 Inc (WY, USA) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-37 in the jurisdiction of California covering security over the following collateral:
    • Termination of California dealing 177583463175 pursuant to lapsing dealing U200016340624 - System Amendment - Lapse by operation of Law.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 NPFC SPV 1 Inc (WY, USA) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-37 in the jurisdiction of California covering security over the following collateral:
    • Termination of California dealing 177583463175 pursuant to lapsing dealing U200016340624 - System Amendment - Lapse by operation of Law.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 May 2022 NPFC SPV 1 Inc (WY, USA) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220189632229-38 in the jurisdiction of California covering security over the following collateral:
    • Termination of California dealing 177583463175 pursuant to lapsing dealing U200016340624 - System Amendment - Lapse by operation of Law.
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 10 May 2022 NEWPOINT BROKERS LIMITED (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202205108223833 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - This FINANCING STATEMENT covers the following collateral: Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Note is identified as NPFC/UST/CN/2021/01-25 and NPFC/UST/CN/2021/01-26. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor, for and on behalf of Resilience Professions Broker Network.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202205108223833%20ucc%20ny%20newpoint%20insurance%20brokers%20v%20NPFC%20SPV1%20WY-1.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 10 May 2022 NEWPOINT BROKERS LIMITED (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220192003422 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Note is identified as NPFC/UST/CN/2021/01-25 and NPFC/UST/CN/2021/01-26. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor, for and on behalf of Resilience Professions Broker Network.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/NEWPOINT%20INSURANCE%20BROKERS%20LIMITED%20FOR%20AND%20ON%20BEHALF%20OF%20RESILIENCE%20PROFESSIONS%20v%20npfc%20spv%201%20ct%20U220192003422%20B0721-1989.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 27 May 2022 Mantengu Mining Limited & Langpan Mining Co (PTY) LTD (RSA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202205278252409 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 1 individual Note in the amount of USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The note is identified as NPFC/UST/CN/2021/01-36. Pursuant to the Note Issuance Agreement and Notes, the Debtor has pledged to the Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and the Debtor. Additionally, Langpan Mining Co (Pty) Ltd has assigned $3,500,000 to RWE Supply & Trading GmbH to support the obligations under the Special Performance Guarantee (SPG) Facility between Newpoint Reinsurance Company Limited, Mantengu Mining Ltd & its subsidiary Langpan Mining Co (Pty) Ltd, and RWE Supply & Trading GmbH.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202205278252409%20ucc%20ny%20Mantengu%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 27 May 2022 Mantengu Mining Limited & Langpan Mining Co (PTY) LTD (RSA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220197509835 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Note is identified as NPFC/UST/CN/2021/01-36. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor. Langpan Mining Co (Pty) Ltd have assigned $3,500,000 to RWE Supply & Trading GmbH to support the obligations under the Special Performance Guarantee (SPG) Facility between Newpoint Reinsurance Company Limited, Mantengu Mining Ltd & its subsidiary Langpan Mining Co (Pty) Ltd and RWE Supply & Trading GmbH.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/MANTENGU%20MINING%20LIMITED%20&%20LANGPAN%20MINING%20CO%20(PTY)%20LTD%20v%20npfc%20spv%201%20inc%20ct%20U220197509835%20B0776-5775.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 9 June 2022 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-22036012 in the jurisdiction of Wyoming covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 10 individual Notes in the amount of USO $5 million each represented by CUSIP# 65172Q M5 / ISIN # US65172QM58. Notes are identified as NPFC/UST/CN/2021/01-01, NPFC/UST/CN/2021/01-02, NPFC/UST/CN/2021/01-03, NPFC/UST/CN/2021/01-04, NPFC/UST/CN/2021/01-05, NPFC/UST/CN/2021/01-06, NPFC/UST/CN/2021/01-07, NPFC/UST/CN/2021/01-08, NPFC/UST/CN/2021/01-09 and NPFC/UST/CN/2021/01-10. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/newpoint%20reinsurance%20company%20v%20npfc%20spv%201%20ucc%202022-22036012%20wyoming%202002_6_9_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 16 June 2022 General Professional Indemnity LTD (Bermuda) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-22087322 in the jurisdiction of Wyoming covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 3 individual Notes in the amount of USD $5 million each represented by CUSIP# 651720 AAS / ISIN
    • # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-11, NPFC/UST/CN/2021/01-12 and NPFC/UST/CN/2021/01-13. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and
    • Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/general%20profession%20v%20npfc%20spv%201%20ucc%202022-22087322%20wyoming%202022_6_16_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 16 June 2022 OSSO ENERGY PLC (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-22086926 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 20 Individual Notes in the amount of USO $5 million each represented by CUSIP# 65172Q AAS / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2023/01-80, NPFC/UST/CN/2023/01-81, NPFC/UST/CN/2023/01-82, NPFC/UST/CN/2023/01-83, NPFC/UST/CN/2023/01-84, NPFC/UST/CN/2023/01-85, NPFC/UST/CN/2023/01-86, NPFC/UST/CN/2023/01-87, NPFC/UST /CN/2023/01-88, NPFC/UST /CN/2023/01-89, NPFC/UST /CN/2023/01-90, NPFC/UST /CN/2023/01-91, NPFC/UST/CN/2023/01-92, NPFC/UST/CN/2023/01-93, NPFC/UST/CN/2023/01-94, NPFC/UST/CN/2023/01-95, NPFC/UST/CN/2023/01-96, NPFC/UST/CN/2023/01-97, NPFC/UST/CN/2023/01-98, NPFC/UST/CN/2023/01-99. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/osso%20gas%20v%20npfc%20spv%201%20ucc%202022-22086926%20wyoming%202022_6_16_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 16 June 2022 Spectrum Risk Management and Reinsurance DMCC (UAE) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-22087524 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million represented by CUSIP# 65172Q MS / ISIN # US65172QM58. Note is identified as NPFC/UST/CN/2021/01-39. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4.  The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/spectrum%20v%20npfc%20spv%201%20UCC%202022-22087524%20wyoming%202022_6_16_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 16 June 2022 Spectrum Risk Management and Reinsurance DMCC (UAE) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-22087524 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million represented by CUSIP# 65172Q MS / ISIN # US65172QM58. Note is identified as NPFC/UST/CN/2021/01-39. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4.  The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/spectrum%20v%20npfc%20spv%201%20UCC%202022-22087524%20wyoming%202022_6_16_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

 

 

  • On 21 June 2022 NEWPOINT FINANCIAL CORP. (DE, USA) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202206218292720 in the jurisdiction of New York State covering security over the following collateral:

 

  • On 21 June 2022 NFG SARL (Switzerland, Switzerland) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220203796022 in the jurisdiction of California covering security over the following collateral:

 

 

  • On 21 June 2022 NPFC SPV 1 Inc (WY, USA) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220203790322 in the jurisdiction of California covering security over the following collateral:

 

 

  • On 22 June 2022 NEWPOINT FUNDING LTD (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-22136115 in the jurisdiction of Wyoming covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million represented by CUSIP# 651720 AA5 / ISIN #
    • US65172QAA58. Note is identified as NPFC/UST/CN/2021/01-23. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the
    • principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between
    • Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/newpoint%20funding%20v%20npfc%20spv%201%20ucc%202022-22136115%20wyoming%202022_6_22_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 22 June 2022 Specialty Management UK LTD (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-22135921 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools.  Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USD $5 million each represented by CUSIP# 651720 AAS / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-37 and NPFC/UST/CN/2021/01-38. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4.The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/specialty%20MGA%20v%20npfc%20spv1%20ucc%202022-22135921%20wyoming%202022_6_22_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

 

  • On 23 June 2022 NEWPOINT BROKERS LIMITED (UK) as Lender and Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220204573323 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Note is identified as NPFC/UST/CN/2021/01-25 and NPFC/UST/CN/2021/01-26. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor, for and on behalf of Resilience Professions Broker Network.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/NEWPOINT%20INSURANCE%20BROKERS%20LIMITED%20FOR%20AND%20ON%20BEHALF%20OF%20RESILIENCE%20PROFESSIONS%20v%20npfc%20spv%201%20ct%20U220204573323%20B0855-0557.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

 

  • On 27 June 2022 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202206278302321 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -  Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 2 individual Notes in the amount of USD $5 million each, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are identified as NPFC/UST/CN/2021/01-34 and NPFC/UST/CN/2021/01-35. Pursuant to the Note Issuance Agreement and Notes, the Debtor has pledged to the Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and the Debtor. Notably, the amount of USD $10 million is allocated exclusively to support the obligations under the Workers’ Compensation and Employer’s Liability Quota Share Reinsurance Contract effective January 1, 2021, between StarStone National Insurance Company (signed 18th April 2022) and Newpoint Reinsurance Company Limited (NPRE) (signed 29th March 2022 with NPRE stamp reference NPREri0322201WC00081).
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202206278302321%20ucc%20ny%20newpoint%20re%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 27 June 2022 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-22160822 in the jurisdiction of Wyoming covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AAS / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-34 and NPFC/UST/CN/2021/01-35. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor. It is noted that the amount of USD$10 million is allocated exclusively to support the obligations under the Workers' Compensation and Employer's Liability Quota Share Reinsurance Contract Effective January 1, 2021 between StarStone National Insurance Company (signed 18th April 2022) and Newpoint Reinsurance Company Limited (NPRE) (signed 29th March 2022 with NPRE stamp reference NPREri0322201WC00081).
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/newpoint%20reinsurance%20v%20npfc%20spv%201%20re%20starstone%20ucc%202022-22160822%20wyoming%202022_6_27_starstone.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 27 June 2022 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220205389232 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-34 and NPFC/UST/CN/2021/01-35. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor. It is noted that the amount of USD$10 million is allocated exclusively to support the obligations under the Workers' Compensation and Employer's Liability Quota Share Reinsurance Contract Effective January 1, 2021 between StarStone National Insurance Company (signed 18th April 2022) and Newpoint Reinsurance Company Limited (NPRE) (signed 29th March 2022 with NPRE stamp reference NPREri0322201WC00081).
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/2022_6_27_lien_for_starstone_deal.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

 

 

 

 

 

  • On 14 July 2022 Perfuturo International Insurance, Inc (Guam) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202207148331997 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 2 individual Notes in the amount of USD $5 million each, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. These notes are identified as NPFC/UST/CN/2021/01-27 and NPFC/UST/CN/2021/01-28. Pursuant to the Note Issuance Agreement and the notes issued, the Debtor has pledged to the Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202207148331997%20ucc%20ny%20Perfutoro%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 14 July 2022 Perfuturo International Insurance, Inc (Guam) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-22292326 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USO $5 million each represented by CUSIP# 65172Q AAS / ISIN # US65172QM58. Notes are identified as NPFC/UST/CN/2021/01-27 and NPFC/UST/CN/2021/01-28. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 91281 0QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/perfeuturo%20v%20npfc%20spv%201%20ucc%202022-22292326%20wyoming%202022_7_14_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 14 July 2022 Perfuturo International Insurance, Inc (Guam) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220210269326 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-27 and NPFC/UST/CN/2021/01-28. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/PERFUTURO%20INTERNATIONAL%20INSURANCE%2c%20INC%20v%20npfc%20spv%201%20U220210269326%20B0907-3419.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 19 July 2022 POSTD, INC. (DE, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-22322725 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Amendment to 2021-19608930: In addition to the Colleterial being 5,000 Series A Convertible Redeemable Preferred Shares of Stock at $100,000.00 Per Share "SERIES A PREFEERED" in Newpoint Financial Corp 2017-000771479 added is the financial statement including all assets of the debtors, owned by Newpoint Financial Corp to include but not limited to, any and all Goods, Inventory, Equipment, Fixtures, Accounts, Chattel Paper, Payments Tangible and Intangible, any and all Documents, Instruments, Deposit Accounts, Investment Property, Commodities, Drafts, Proceeds, Letter of Credits, Commercial Tort Claims, Money, Oil, Gas, Mineral Rights, Reinsurance Contracts or Treaties now or owned hereafter acquired by debtors as described in U.C.C. ARTICLE 1 through ARTICLE 9 and the provisions therein.  Here are the Companies Newpoint Financial Corp owns and or controls; Global Alliance Group (Hong Kong) with Visionary PCC (Labuan) under them, Newpoint Capital (United Kingdom) with Sinoasis UK (United Kingdom and Newpoint Indemnity (Bermuda) under them, Newpoint Reinsurance (St Kitts & Nevis), lroko Securities (United Kingdom) with Mandarin Trust (Luxembourg) and Marula PCC (Mauritius) under them are all made part of the collateral.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/postd%20inc%20v%20npfc%20spv%201%20beekmeyer%20bye%20ucc%202021-19608930%20wyoming%202021_07_20_financial_statement.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unknown 

 

 

 

 

 

 

 

  • On 15 September 2022 OSSO ENERGY PLC (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220227148733 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-24. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/OSSO%20ENERGY%20PLC%20v%20npfc%20spv%201%20CT%20U220227148733%20B1099-5463.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 15 September 2022 OSSO ENERGY PLC (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220227150828 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-24. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/OSSO%20ENERGY%20PLC%20v%20npfc%20spv%201%20CT%20U220227150828%20B1099-5506.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 October 2022 Perfuturo International Insurance, Inc (Guam) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202210038459460 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 5 individual Notes in the amount of USD $5 million each, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are identified as NPFC/UST/CN/2021/01-27, NPFC/UST/CN/2021/01-28, NPFC/UST/CN/2021/01-30, NPFC/UST/CN/2021/01-31, and NPFC/UST/CN/2021/01-32. Pursuant to the Note Issuance Agreement and the notes issued, the Debtor has pledged to the Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202210038459460%20ucc%20ny%20Perfutoro%20v%20NPFC%20SPV1%20WY%20collateral.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 October 2022 Perfuturo International Insurance, Inc (Guam) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220231902830 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Description: Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 5 individual Notes, each in the amount of USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-27, NPFC/UST/CN/2021/01-28, NPFC/UST/CN/2021/01-30, NPFC/UST/CN/2021/01-31, and NPFC/UST/CN/2021/01-32. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/u220231902830%20ucc%20ca%20Perfuturo%20v%20npfc%20spv%201%20inc%20B1147-5113.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 November 2022 Get Cover Limited (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202211038508241 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 1 individual Note in the amount of USD $5 million each, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The note is identified as NPFC/UST/CN/2021/01-21. Pursuant to the Note Issuance Agreement and Notes, the Debtor has pledged to the Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202211038508241%20ucc%20ny%20get%20cover%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 4 November 2022 Get Cover Limited (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220241192834 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-21. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/GET%20COVER%20LIMITED%20v%20npfc%20spv%201%20ca%20U220241192834%20B1228-0450.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

 

 

  • On 14 July 2022 Perfuturo International Insurance, Inc (Guam) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202207148331997 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 2 individual Notes in the amount of USD $5 million each, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. These notes are identified as NPFC/UST/CN/2021/01-27 and NPFC/UST/CN/2021/01-28. Pursuant to the Note Issuance Agreement and the notes issued, the Debtor has pledged to the Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202207148331997%20ucc%20ny%20Perfutoro%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 14 July 2022 Perfuturo International Insurance, Inc (Guam) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-22292326 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USO $5 million each represented by CUSIP# 65172Q AAS / ISIN # US65172QM58. Notes are identified as NPFC/UST/CN/2021/01-27 and NPFC/UST/CN/2021/01-28. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 91281 0QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/perfeuturo%20v%20npfc%20spv%201%20ucc%202022-22292326%20wyoming%202022_7_14_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 14 July 2022 Perfuturo International Insurance, Inc (Guam) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220210269326 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 2 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-27 and NPFC/UST/CN/2021/01-28. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/PERFUTURO%20INTERNATIONAL%20INSURANCE%2c%20INC%20v%20npfc%20spv%201%20U220210269326%20B0907-3419.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 19 July 2022 POSTD, INC. (DE, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2022-22322725 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Amendment to 2021-19608930: In addition to the Colleterial being 5,000 Series A Convertible Redeemable Preferred Shares of Stock at $100,000.00 Per Share "SERIES A PREFEERED" in Newpoint Financial Corp 2017-000771479 added is the financial statement including all assets of the debtors, owned by Newpoint Financial Corp to include but not limited to, any and all Goods, Inventory, Equipment, Fixtures, Accounts, Chattel Paper, Payments Tangible and Intangible, any and all Documents, Instruments, Deposit Accounts, Investment Property, Commodities, Drafts, Proceeds, Letter of Credits, Commercial Tort Claims, Money, Oil, Gas, Mineral Rights, Reinsurance Contracts or Treaties now or owned hereafter acquired by debtors as described in U.C.C. ARTICLE 1 through ARTICLE 9 and the provisions therein.  Here are the Companies Newpoint Financial Corp owns and or controls; Global Alliance Group (Hong Kong) with Visionary PCC (Labuan) under them, Newpoint Capital (United Kingdom) with Sinoasis UK (United Kingdom and Newpoint Indemnity (Bermuda) under them, Newpoint Reinsurance (St Kitts & Nevis), lroko Securities (United Kingdom) with Mandarin Trust (Luxembourg) and Marula PCC (Mauritius) under them are all made part of the collateral.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/postd%20inc%20v%20npfc%20spv%201%20beekmeyer%20bye%20ucc%202021-19608930%20wyoming%202021_07_20_financial_statement.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unknown 

 

 

 

 

 

 

 

  • On 15 September 2022 OSSO ENERGY PLC (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220227148733 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-24. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/OSSO%20ENERGY%20PLC%20v%20npfc%20spv%201%20CT%20U220227148733%20B1099-5463.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 15 September 2022 OSSO ENERGY PLC (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220227150828 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-24. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/OSSO%20ENERGY%20PLC%20v%20npfc%20spv%201%20CT%20U220227150828%20B1099-5506.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 October 2022 Perfuturo International Insurance, Inc (Guam) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202210038459460 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 5 individual Notes in the amount of USD $5 million each, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The notes are identified as NPFC/UST/CN/2021/01-27, NPFC/UST/CN/2021/01-28, NPFC/UST/CN/2021/01-30, NPFC/UST/CN/2021/01-31, and NPFC/UST/CN/2021/01-32. Pursuant to the Note Issuance Agreement and the notes issued, the Debtor has pledged to the Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202210038459460%20ucc%20ny%20Perfutoro%20v%20NPFC%20SPV1%20WY%20collateral.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 October 2022 Perfuturo International Insurance, Inc (Guam) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220231902830 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Description: Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 5 individual Notes, each in the amount of USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-27, NPFC/UST/CN/2021/01-28, NPFC/UST/CN/2021/01-30, NPFC/UST/CN/2021/01-31, and NPFC/UST/CN/2021/01-32. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/u220231902830%20ucc%20ca%20Perfuturo%20v%20npfc%20spv%201%20inc%20B1147-5113.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 3 November 2022 Get Cover Limited (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202211038508241 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 1 individual Note in the amount of USD $5 million each, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The note is identified as NPFC/UST/CN/2021/01-21. Pursuant to the Note Issuance Agreement and Notes, the Debtor has pledged to the Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are detailed in the agreement between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202211038508241%20ucc%20ny%20get%20cover%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 4 November 2022 Get Cover Limited (UK) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220241192834 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 1 individual Note in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-21. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/GET%20COVER%20LIMITED%20v%20npfc%20spv%201%20ca%20U220241192834%20B1228-0450.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

 

 

 

 

 

  • On 6 December 2022 NMS Special Opportunity Fund LP (CA, USA) as Lender and Ian E Fleming (NY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U220248973343 in the jurisdiction of California covering security over the following collateral:
    • The Debtor has irrevocably pledged and assigned all of his rights to the principal corpus to the United States Treasury registered under ISIN# US912810QZ49 and CUSIP# 912810QZ49 to the Secured Party as described in the Collateral Pledge and Security Agreement between the parties dated March 30, 2020 (the "Agreement") with the amount of the pledge and assignment for the full amount as shown on Exhibit A of the Agreement. The Secured Party has a first priority lien and position.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/Ian%20Fleming%20v%20NMS%20Special%20Opportunity%20Fund%20LP%20UCC%2087901030009%20A0623-1310.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:   

 

 

 

 

 

 

 

 

 

 

 

 

 

  • On 24 February 2023 Trailblazers Insurance Company as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202302248082612 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - This FINANCING STATEMENT covers the following collateral: amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-11 and NPFC/UST/CN/2021/01-12. Pursuant to the Note Issuance Agreement and Notes, the Debtor has pledged to the Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between the Secured Party and the Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202302248082612%20ucc%20ny%20trailblazers%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

 

 

 

 

 

  • On 23 March 2023 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U230019989239 in the jurisdiction of California covering security over the following collateral:

 

 

 

  • On 27 March 2023 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202303278131754 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - This FINANCING STATEMENT covers the following collateral:  Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 10 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-01 through NPFC/UST/CN/2021/01-10, and NPFC/UST/CN/2021/02-01 through NPFC/UST/CN/2021/03-33. Pursuant to the Note Issuance Agreement and Notes, the Debtor has pledged to the Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202303278131754%20ucc%20ny%20newpoint%20re%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 27 March 2023 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U230020741823 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 50 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-01, NPFC/UST/CN/2021/01-02, NPFC/UST/CN/2021/01-03, NPFC/UST/CN/2021/01-04, NPFC/UST/CN/2021/01-05, NPFC/UST/CN/2021/01-06, NPFC/UST/CN/2021/01-07, NPFC/UST/CN/2021/01-08, NPFC/UST/CN/2021/01-09, NPFC/UST/CN/2021/01-10, NPFC/UST/CN/2021/02-01, NPFC/UST/CN/2021/02-02, NPFC/UST/CN/2021/02-03, NPFC/UST/CN/2021/02-04, NPFC/UST/CN/2021/02-05, NPFC/UST/CN/2021/02-06, NPFC/UST/CN/2021/02-07, NPFC/UST/CN/2021/03-01, NPFC/UST/CN/2021/03-02, NPFC/UST/CN/2021/03-03, NPFC/UST/CN/2021/03-04, NPFC/UST/CN/2021/03-05, NPFC/UST/CN/2021/03-06, NPFC/UST/CN/2021/03-07, NPFC/UST/CN/2021/03-08, NPFC/UST/CN/2021/03-09, NPFC/UST/CN/2021/03-10, NPFC/UST/CN/2021/03-11, NPFC/UST/CN/2021/03-12, NPFC/UST/CN/2021/03-13, NPFC/UST/CN/2021/03-14, NPFC/UST/CN/2021/03-15, NPFC/UST/CN/2021/03-16, NPFC/UST/CN/2021/03-17, NPFC/UST/CN/2021/03-18, NPFC/UST/CN/2021/03-19, NPFC/UST/CN/2021/03-20, NPFC/UST/CN/2021/03-21, NPFC/UST/CN/2021/03-22, NPFC/UST/CN/2021/03-23, NPFC/UST/CN/2021/03-24, NPFC/UST/CN/2021/03-25, NPFC/UST/CN/2021/03-26, NPFC/UST/CN/2021/03-27, NPFC/UST/CN/2021/03-28, NPFC/UST/CN/2021/03-29, NPFC/UST/CN/2021/03-30, NPFC/UST/CN/2021/03-31, NPFC/UST/CN/2021/03-32 & NPFC/UST/CN/2021/03-33. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/2023_3_27_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 29 March 2023 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202303298135869 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - COLLATERAL ATTACHMENT 0412732 2023 Mar 29 AM09:53 pg. 1 - Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 50 individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-01 through NPFC/UST/CN/2021/01-10, and NPFC/UST/CN/2021/02-01 through NPFC/UST/CN/2021/03-33. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810024. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202303298135869%20ucc%20ny%20newpoint%20re%20v%20NPFC%20SPV1%20WY%20collateral.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 4 April 2023 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202304048145163 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - This FINANCING STATEMENT covers the following collateral: Five individual Collateral Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. Notes issued by Debtor are internally identified as NPFC/UST/CN/2021/01-27, NPFC/UST/CN/2021/01-28, NPFC/UST/CN/2021/01-30, NPFC/UST/CN/2021/01-31, and NPFC/UST/CN/2021/01-32. Underlying Collateral securing Collateral Notes is the pledge of principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202304048145163%20ucc%20ny%20newpoint%20re%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 4 April 2023 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202304048145175 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - This FINANCING STATEMENT covers the following collateral: Two individual Collateral Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. Notes issued by Debtor are internally identified as NPFC/UST/CN/2021/01-11 and NPFC/UST/CN/2021/01-12. Underlying Collateral securing Collateral Notes is the pledge of principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202304048145175%20ucc%20ny%20newpoint%20re%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 4 April 2023 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202304048145175 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - This FINANCING STATEMENT covers the following collateral: Two individual Collateral Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. Notes issued by Debtor are internally identified as NPFC/UST/CN/2021/01-11 and NPFC/UST/CN/2021/01-12. Underlying Collateral securing Collateral Notes is the pledge of principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202304048145175%20ucc%20ny%20newpoint%20re%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 4 April 2023 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202304048145199 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - This FINANCING STATEMENT covers the following collateral: One individual Collateral Note in the amount of USD $5 million represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. Notes issued by Debtor are internally identified as NPFC/UST/CN/2021/01-13. Underlying Collateral securing Collateral Notes is a pledge of principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202304048145199%20ucc%20ny%20newpoint%20re%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

 

  • On 12 April 2023 Newpoint Lux SV Sarl as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202304128158965 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - This FINANCING STATEMENT covers the following collateral: One individual Collateral Note in the amount of USD $5 million represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. Note issued by Debtor is internally identified as NPFC/UST/CN/2023/03-01. Underlying Collateral securing Collateral Notes is a pledge of principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202304128158965%20ucc%20ny%20newpoint%20lux%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 31 August 2023 Novea (WY, USA) as Lender and NEWPOINT FINANCIAL CORP. (DE, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U230061670822 in the jurisdiction of California covering security over the following collateral:
    • The collateral includes any and all property of the Debtor, whether tangible or intangible, now owned or hereafter acquired by the Debtor, including but not limited to: (a) goods, inventory, equipment, and fixtures; (b) accounts receivable, contract rights, and payment intangibles; (c) chattel paper, documents, instruments, and investment property; (d) general intangibles, including intellectual property rights, licenses, and software; (e) securities, stocks, bonds, and other investment interests; (f) cash; (g) deposit accounts and bank accounts; (g) real property, including land, buildings, and improvements; (h) proceeds, products, and accessions of any of the foregoing, as those terms are defined in Article 9 of the Uniform Commercial Code, as in effect from time to time in the State of Wyoming (the “UCC”); in each case, whether now owned or hereafter acquired, and wherever located, together with all substitutions, replacements, additions, and accessions thereto and thereof, and all proceeds thereof. The Collateral secures the payment and performance of all obligations, liabilities, and indebtedness of the Debtor to the Secured Party, whether now existing or hereafter arising, whether direct or indirect, absolute or contingent, due or to become due, and whether incurred by the Debtor as principal, surety, endorser, guarantor, or otherwise, under the terms of the Revolving Credit Facility Agreement dated December 10, 2021, the terms of which prohibit Debtor from transferring or diverting the collateral, or granting any security interest in the collateral to any person or entity without the express consent of the Secured Party. A purchase of or security interest in any collateral described in this financing statement will violate the rights of Secured Party.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/NEWPOINT%20FINANCIAL%20CORP%20-%20BEVERLY%20HILLS%2c%20CA%20v%20novea%20U230061670822%20B2075-7033.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 31 August 2023 NEWPOINT FINANCIAL CORP. (CA, USA) as Lender and Novea (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2023-25492535 in the jurisdiction of Wyoming covering security over the following collateral:
    • The collateral includes any and all property of the Debtor, whether tangible or intangible, now owned or hereafter acquired by the Debtor, including but not limited to: (a) goods, inventory, equipment, and fixtures; (b) accounts receivable, contract rights, and payment intangibles; (c) chattel paper, documents, instruments, and investment property; (d) general intangibles, including intellectual property rights, licenses, and software; (e) securities, stocks, bonds, and other investment interests; (f) cash; (g) deposit accounts and bank accounts; (g) real property, including land, buildings, and improvements; (h) proceeds, products, and accessions of any of the foregoing, as those terms are defined in Article 9 of the Uniform Commercial Code, as in effect from time to time in the State of Wyoming (the "UCC"); in each case, whether now owned or hereafter acquired, and wherever located, together with all substitutions, replacements, additions, and accessions thereto and thereof, and all proceeds thereof. The Collateral secures the payment and performance of all obligations, liabilities, and indebtedness of the Debtor to the Secured Party, whether now existing or hereafter arising, whether direct or indirect, absolute or contingent, due or to become due, and whether incurred by the Debtor as principal, surety, endorser, guarantor, or otherwise, under the terms of the Revolving Credit Facility Agreement dated December 10, 2021, the terms of which prohibit Debtor from transferring or diverting the collateral, or
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/newpoint%20financial%20ca%20v%20novea%20UCC%202023-25492535%20wyoming%202023_8_31_novea_as_debtor.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 5 September 2023 Patrons Group Holdings, Inc. (NV, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202309058413203 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - This FINANCING STATEMENT covers the following collateral: Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 20 Individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. Notes are identified as NPFC/UST/CN/2023/01-80, NPFC/UST/CN/2023/01-81, NPFC/UST/CN/2023/01-82, NPFC/UST/CN/2023/01-83, NPFC/UST/CN/2023/01-84, NPFC/UST/CN/2023/01-85, NPFC/UST/CN/2023/01-86, NPFC/UST/CN/2023/01-87, NPFC/UST/CN/2023/01-88, NPFC/UST/CN/2023/01-89, NPFC/UST/CN/2023/01-90, NPFC/UST/CN/2023/01-91, NPFC/UST/CN/2023/01-92, NPFC/UST/CN/2023/01-93, NPFC/UST/CN/2023/01-94, NPFC/UST/CN/2023/01-95, NPFC/UST/CN/2023/01-96, NPFC/UST/CN/2023/01-97, NPFC/UST/CN/2023/01-98, and NPFC/UST/CN/2023/01-99. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202309058413203%20ucc%20ny%20patrons%20group%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 5 September 2023 Patrons Group Holdings, Inc. (NV, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U230062300718 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 20 Individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2023/01-80, NPFC/UST/CN/2023/01-81, NPFC/UST/CN/2023/01-82, NPFC/UST/CN/2023/01-83, NPFC/UST/CN/2023/01-84, NPFC/UST/CN/2023/01-85, NPFC/UST/CN/2023/01-86, NPFC/UST/CN/2023/01-87, NPFC/UST/CN/2023/01-88, NPFC/UST/CN/2023/01-89, NPFC/UST/CN/2023/01-90, NPFC/UST/CN/2023/01-91, NPFC/UST/CN/2023/01-92, NPFC/UST/CN/2023/01-93, NPFC/UST/CN/2023/01-94, NPFC/UST/CN/2023/01-95, NPFC/UST/CN/2023/01-96, NPFC/UST/CN/2023/01-97, NPFC/UST/CN/2023/01-98, NPFC/UST/CN/2023/01-99. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/PATRONS%20GROUP%20HOLDINGS%2c%20INC%20v%20npfc%20spv%201%20wy%20U230062300718%20B2088-8959.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 8 September 2023 Patrons Group Holdings, Inc. (NV, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2023-25522218 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 20 Individual Notes in the amount of USO $5 million each represented by CUSIP# 65172Q AAS / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2023/01-80, NPFC/UST/CN/2023/01-81, NPFC/UST/CN/2023/01-82, NPFC/UST/CN/2023/01-83, NPFC/UST/CN/2023/01-84, NPFC/UST/CN/2023/01-85, NPFC/UST/CN/2023/01-86, NPFC/UST/CN/2023/01-87, NPFC/UST /CN/2023/01-88, NPFC/UST /CN/2023/01-89, NPFC/UST /CN/2023/01-90, NPFC/UST /CN/2023/01-91, NPFC/UST/CN/2023/01-92, NPFC/UST/CN/2023/01-93, NPFC/UST/CN/2023/01-94, NPFC/UST/CN/2023/01-95, NPFC/UST/CN/2023/01-96, NPFC/UST/CN/2023/01-97, NPFC/UST/CN/2023/01-98, NPFC/UST/CN/2023/01-99. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/patrons%20v%20npfc%20spv%201%20ucc%202023-25522218%20wyoming%202023_9_8_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 29 September 2023 Patrons Group Holdings, Inc. (NV, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202309298465884 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - AMENDMENT (COLLATERAL CHANGE): Check only 2 boxes. Describe collateral deleted or added, or give entire restated collateral description, or describe collateral assigned. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 12 Individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. Notes are identified as NPFC/UST/CN/2023/01-88, NPFC/UST/CN/2023/01-89, NPFC/UST/CN/2023/01-90, NPFC/UST/CN/2023/01-91, NPFC/UST/CN/2023/01-92, NPFC/UST/CN/2023/01-93, NPFC/UST/CN/2023/01-94, NPFC/UST/CN/2023/01-95, NPFC/UST/CN/2023/01-96, NPFC/UST/CN/2023/01-97, NPFC/UST/CN/2023/01-98, and NPFC/UST/CN/2023/01-99. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202309298465884%20ucc%20ny%20patrons%20group%20v%20NPFC%20SPV1%20WY%20collateral.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 29 September 2023 Patrons Group Holdings, Inc. (NV, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2023-25695224 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Amendment to 2023-25522218: Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 12 Individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q MS / ISIN # US65172QM58. Notes are identified as NPFC/UST/CN/2023/01-88, NPFC/UST/CN/2023/01-89, N PFC/UST /CN/2023/01-90, NPFC/UST/CN/2023/01-91, NPFC/UST /CN/2023/01-92, NPFC/UST/CN/2023/01-93, NPFC/UST /CN/2023/01-94, NPFC/UST/CN/2023/01-95, NPFC/UST/CN/2023/01-96, NPFC/UST/CN/2023/01-97, NPFC/UST/CN/2023/01-98, NPFC/UST/CN/2023/01-99. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/patron%20v%20npfc%20spv%201%20ucc%202023-25695224%20wyoming%202023_9_29_amendment.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 29 September 2023 Patrons Group Holdings, Inc. (NV, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U230068997842 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 12 Individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2023/01-88, NPFC/UST/CN/2023/01-89, NPFC/UST/CN/2023/01-90, NPFC/UST/CN/2023/01-91, NPFC/UST/CN/2023/01-92, NPFC/UST/CN/2023/01-93, NPFC/UST/CN/2023/01-94, NPFC/UST/CN/2023/01-95, NPFC/UST/CN/2023/01-96, NPFC/UST/CN/2023/01-97, NPFC/UST/CN/2023/01-98, NPFC/UST/CN/2023/01-99. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/PATRONS%20GROUP%20HOLDINGS%2c%20INC%20v%20npfc%20spv%201%20wy%20U230068997842%20B2150-1734.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 29 September 2023 Patrons Mutual Fire Insurance Company (NV, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202309298465911 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - This FINANCING STATEMENT covers the following collateral: Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 8 Individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. Notes are identified as NPFC/UST/CN/2023/01-100, NPFC/UST/CN/2023/01-101, NPFC/UST/CN/2023/01-102, NPFC/UST/CN/2023/01-103, NPFC/UST/CN/2023/01-104, NPFC/UST/CN/2023/01-105, NPFC/UST/CN/2023/01-106, and NPFC/UST/CN/2023/01-107. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202309298465911%20ucc%20ny%20patrons%20mutual%20fire%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 29 September 2023 Patrons Mutual Fire Insurance Company (NV, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2023-25690324 in the jurisdiction of Wyoming covering security over the following collateral:
    • - Refer to the source document for precise wording, scanned with OCR and AI tools. Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 8 Individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 I ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2023/01-100, NPFC/UST/CN/2023/01-101, NPFC/UST/CN/2023/01-102, NPFC/UST/CN/2023/01-103, NPFC/UST/CN/2023/01-104, NPFC/UST/CN/2023/01-105, NPFC/UST/CN/2023/01-106 and NPFC/UST/CN/2023/01-107. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/patrons%20v%20npfc%20spv%201%20ucc%202023-25690324%20wyoming%202023_9_29_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 29 September 2023 Patrons Mutual Fire Insurance Company (NV, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U230068998440 in the jurisdiction of California covering security over the following collateral:
    • Secured Party and Debtor entered into a Note Issuance Agreement in which Debtor has issued 8 Individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes are identified as NPFC/UST/CN/2023/01-100, NPFC/UST/CN/2023/01-101, NPFC/UST/CN/2023/01-102, NPFC/UST/CN/2023/01-103, NPFC/UST/CN/2023/01-104, NPFC/UST/CN/2023/01-105, NPFC/UST/CN/2023/01-106 and NPFC/UST/CN/2023/01-107. Pursuant to the Note Issuance Agreement and Notes, Debtor has pledged to Secured Party as Collateral all of its rights to the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. The terms of this Collateral Pledge and Security Agreement are reflected in the agreement between Secured Party and Debtor.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/ucc%20U230068998440%20patrons%20v%20nfpc%20spv%201%20B2150-1780.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 26 October 2023 Band And Co., Nominee for U.S. Bank (WI, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U230075849131 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. -  Description: One individual Collateral Note in the amount of USD $5 million represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes issued by Debtor are internally identified as NPFC/UST/CN/2021/01-13. Underlying Collateral securing the Collateral Notes is a pledge of the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. US Bank acts as the Trustee of a Trust Agreement between Newpoint Reinsurance Company Limited and Trisura Specialty Insurance Company as Beneficiary (“Trisura/Beneficiary”). Subject to this Trust, Trisura is the sole Beneficiary of the perfected security interest in this Collateral.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/U230075849131%20ucc%20ca%20band%20co%20v%20npfc%20spv1%20wy%20B2207-3127.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 26 October 2023 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202310268503225 in the jurisdiction of New York State covering security over the following collateral:

 

  • On 26 October 2023 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202310268503237 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - One individual Collateral Note in the amount of USD $5 million represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The Note issued by the Debtor is internally identified as NPFC/UST/CN/2021/01-13. The underlying Collateral securing the Collateral Note is a pledge of the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. US Bank acts as the Trustee of a Trust Agreement between Newpoint Reinsurance Company Limited and Trisura Specialty Insurance Company as Beneficiary (“Trisura/Beneficiary”). Subject to this Trust, Trisura is the sole Beneficiary of the perfected security interest in this Collateral.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202310268503237%20ucc%20ny%20band%20v%20NPFC%20SPV1%20WY%20collateral.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 27 October 2023 Band And Co., Nominee for U.S. Bank (WI, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 2023-25892231 in the jurisdiction of Wyoming covering security over the following collateral:
    • One individual Collateral Notes in the amount of USO $5 million represented by CUSIP# 651720 AA5 I ISIN # US65172QAA58. Notes issued by Debtor are internally identified as NPFC/UST/CN/2021/01-13. Underlying Collateral securing Collateral Notes is pledge of principal corpus of the United States Treasury Bonds registered under CUSIP 91281 OQZ4. US Bank is the Trustee of a Trust Agreement between Newpoint Reinsurance Company Limited and Trisura Specialty Insurance Company as Beneficiary ("Trisura/Beneficiary"). Subject to this Trust, Trisura is the sole Beneficiary of the perfected security interest in this Collateral.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/band%20and%20co%20v%20npfc%20spv%201%20ucc%202023-25892231%20wyoming%202023_10_27_lien.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 14 November 2023 Band And Co., Nominee for U.S. Bank (WI, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202311148541272 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Three individual Collateral Notes in the amount of USD $5 million each, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. Notes issued by the Debtor are internally identified as NPFC/UST/CN/2023/01-110, NPFC/UST/CN/2023/01-111, and NPFC/UST/CN/2023/01-112. The underlying Collateral securing these Collateral Notes is a pledge of the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. US Bank acts as the Trustee of a Trust Agreement between Newpoint Reinsurance Company Limited and Sutton Specialty Insurance Company as the Beneficiary (“Sutton Specialty/Beneficiary”). Subject to this Trust, Sutton Specialty is the sole Beneficiary of the perfected security interest in this Collateral.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202311148541272%20ucc%20ny%20band%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 14 November 2023 Band And Co., Nominee for U.S. Bank (WI, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202311148541311 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - One individual Collateral Note in the amount of USD $5 million, represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The Note issued by the Debtor is internally identified as NPFC/UST/CN/2023/01-109. The underlying Collateral securing the Collateral Note is a pledge of the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. US Bank acts as the Trustee of a Trust Agreement between Newpoint Reinsurance Company Limited and Sutton National Insurance Company as the Beneficiary (“Sutton National/Beneficiary”). Subject to this Trust, Sutton National is the sole Beneficiary of the perfected security interest in this Collateral.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202311148541311%20ucc%20ny%20band%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 16 November 2023 Band And Co., Nominee for U.S. Bank (WI, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U230081422022 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Description: Secured Party and Debtor entered into a Note Issuance Agreement in which the Debtor has issued 3 Individual Notes in the amount of USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The Notes are identified as NPFC/UST/CN/2021/01-13, NPFC/UST/CN/2023/01-117, and NPFC/UST/CN/2023/01-118. The underlying Collateral securing the Collateral Notes is a pledge of the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. US Bank acts as the Trustee of a Trust Agreement between Newpoint Reinsurance Company Limited and Trisura Specialty Insurance Company as the Beneficiary (“Trisura/Beneficiary”). Subject to this Trust, Trisura is the sole Beneficiary of the perfected security interest in this Collateral.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/U230081422022%20ucc%20ca%20band%20v%20npfc%20spv%201%20inc%20B2259-0379.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 16 November 2023 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202311168547343 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-13, NPFC/UST/CN/2023/01-117, and NPFC/UST/CN/2023/01-118. The underlying Collateral securing these Collateral Notes is a pledge of the principal corpus of the United States Treasury Bonds registered under CUSIP 91281OQZ4. US Bank acts as the Trustee of a Trust Agreement between Newpoint Reinsurance Company Limited and Trisura Specialty Insurance Company as the Beneficiary (“Trisura/Beneficiary”). Subject to this Trust, Trisura is the sole Beneficiary of the perfected security interest in this Collateral.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202311168547343%20ucc%20ny%20band%20v%20NPFC%20SPV1%20WY%20collateral.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 16 November 2023 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202311168547343 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - USD $5 million each represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. Notes are identified as NPFC/UST/CN/2021/01-13, NPFC/UST/CN/2023/01-117, and NPFC/UST/CN/2023/01-118. The underlying Collateral securing these Collateral Notes is a pledge of the principal corpus of the United States Treasury Bonds registered under CUSIP 91281OQZ4. US Bank acts as the Trustee of a Trust Agreement between Newpoint Reinsurance Company Limited and Trisura Specialty Insurance Company as the Beneficiary (“Trisura/Beneficiary”). Subject to this Trust, Trisura is the sole Beneficiary of the perfected security interest in this Collateral.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202311168547343%20ucc%20ny%20band%20v%20NPFC%20SPV1%20WY%20collateral.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 22 November 2023 Band And Co., Nominee for U.S. Bank (WI, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U230082799638 in the jurisdiction of California covering security over the following collateral:
    • One individual Collateral Note in the amount of USD $5 million represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes issued by Debtor are internally identified as NPFC/UST/CN/2023/01-109. Underlying Collateral securing Collateral Notes is pledge of principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. US Bank is the Trustee of a Trust Agreement between Newpoint Reinsurance Company Limited and Sutton National Insurance Company as Beneficiary (“Sutton National/Beneficiary”). Subject to this Trust, Sutton National is the sole Beneficiary of the perfected security interest in this Collateral.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/U230082799638%20band%20co%20usbank%20v%20npfc%20spv%201%20inc%20B2277-0864.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 22 November 2023 Band And Co., Nominee for U.S. Bank (WI, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U230082799840 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Three individual Collateral Notes in the amount of USD $5 million each are represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. These Notes, issued by the Debtor, are internally identified as NPFC/UST/CN/2023/01-110, NPFC/UST/CN/2023/01-111, and NPFC/UST/CN/2023/01-112. The underlying Collateral securing the Collateral Notes is a pledge of the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. US Bank acts as the Trustee of a Trust Agreement between Newpoint Reinsurance Company Limited and Sutton Specialty Insurance Company as the Beneficiary (“Sutton Specialty/Beneficiary”). Subject to this Trust, Sutton Specialty is the sole Beneficiary of the perfected security interest in this Collateral.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/U230082799840%20ucc%20ca%20band%20v%20npfc%20spv%201%20inc%20B2277-0886.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 22 November 2023 NFG Partners Sarl as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202311228559048 in the jurisdiction of New York State covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - This FINANCING STATEMENT covers the following collateral: Two individual Collateral Notes in the amount of USO $5 million each represented by CUSIP# 65172Q AA5 / ISIN # US65172QAA58. Notes issued by Debtor are internally identified as NPFC/UST/CN/2023/01-116 and NPFC/UST/CN/2023/01-117. The underlying Collateral securing Collateral Notes is a pledge of the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. NFG Partners SA is the beneficiary of the notes as per the agreements between NFG Sari and NFG Partners SA. One individual Collateral Note will be assigned to Zodiac Partners Ltd with company registration number 10647615 (“Zodiac”) as per the assignment agreement between NFG Partners SA & Zodiac with Zodiac as the Beneficiary of note referenced NPFC/UST/CN/2023/01-117.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/202311228559048%20ucc%20ny%20newpoint%20partners%20sarl%20v%20NPFC%20SPV1%20WY.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 27 December 2023 Band And Co., Nominee for U.S. Bank (WI, USA) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U230090732627 in the jurisdiction of California covering security over the following collateral:
    • Refer to the source document for precise wording, scanned with OCR and AI tools. - Description: Four individual Collateral Notes, each valued at USD $5 million, are represented by CUSIP# 65172Q AA5 / ISIN# US65172QAA58. The Debtor has internally identified these Notes as NPFC/UST/CN/2023/01-110, NPFC/UST/CN/2023/01-111, NPFC/UST/CN/2023/01-112, and NPFC/UST/CN/2023/01-118. The underlying Collateral securing these Collateral Notes is a pledge of the principal corpus of the United States Treasury Bonds registered under CUSIP 912810QZ4. US Bank serves as the Trustee of a Trust Agreement between Newpoint Reinsurance Company Limited and Sutton Specialty Insurance Company as the Beneficiary (“Sutton Specialty/Beneficiary”). Under this Trust, Sutton Specialty is the sole Beneficiary of the perfected security interest in this Collateral.
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/U230090732627%20ucc%20ca%20band%20v%20npfc%20spv%201%20inc%20B2277-0886.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  unsecured (underlying security lapsed) as from 3 May 2022 due to the lapsing of the parent security instrument between Ian E Fleming and NMS Special Opportunity Fund LP, see California UCC filing U220189632229 at https://bizfileonline.sos.ca.gov/search/ucc  

 

  • On 31 March 2024 Global Structured Products (Jersey) Limited (Jersey) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U240024848632 in the jurisdiction of California covering security over the following collateral:
    • The Secured Party has been granted an irrevocable pledge and assignment to all rights, title and interest in and to the principal corpus of the United States Treasury registered under CUSIP  912810QZ4, wherever located, whether now existing or hereafter from time to time arising or acquired, pursuant to the Collateral Pledge and Security Agreement between the Secured Party and
    • the Pledgor (Debtor here) dated March 1, 2024 as referenced in the amounts shown in the demand promissory notes numbered NFGA-2024-1001 to NFGA-2024-1027 consecutively. The Pledgor (Debtor here) grants rights to this collateral to the Secured Party pursuant to the rights conferred to it by the Grantor (as described in the Collateral Pledge Agreement dated April 20, 2017
    • and as amended on March 30, 2020) and confirmed under the original and all amended Collateral Pledge Agreements on file with the Pledgor (Debtor here).
    • Click this link to view the original source dealing / filed document relied upon:  https://4799618.fs1.hubspotusercontent-na1.net/hubfs/4799618/DCPS%20website/Newpoint%20RE/global%20structured%20products%20(jersey)%20limited%20v%20nms%20special%20opportunity%20fund%20ucc%20U240024848632%20CA%20B2580-3733.pdf 
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:   

 

  • On 28 April 2024 Newpoint Surety Asset Finance Ltd (Jersey) as Lender and NMS Special Opportunity Fund LP (CA, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement U240044631727 in the jurisdiction of California covering security over the following collateral:
    • The Assignor (Global Structured Products (Jersey) Limited) assigns to the Assignee (Newpoint Surety Asset Finance Ltd) all rights, title and interest granted to the Assignor by an irrevocable pledge and assignment to all rights, title and interest in and to the principal corpus of the United States Treasury registered under CUSIP 912810QZ4, wherever located, whether now existing or hereafter from time to time arising or acquired, pursuant to the Collateral Pledge and Security Agreement between the Assignor and NMS Special Opportunity Fund, LP dated March 1, 2024 as referenced in the amounts shown in the demand promissory notes numbered NFGA-2024-1001 to NFGA-2024-1027 consecutively. NMS Special Opportunity Fund, LP granted rights to this collateral to the Assignor pursuant to the rights conferred to it by the Grantor (as described in the Collateral Pledge Agreement dated April 20, 2017 and as amended on March 30, 2020) and confirmed under the original and all amended Collateral Pledge Agreements on file with NMS Special Opportunity Fund, LP.
    • Click this link to view the original source dealing / filed document relied upon:  
    • The underlying source/provider of the collateral security for this dealing is:  Ian E Fleming (NY, USA)
    • Status of underlying security / registered security interest dependent upon:  U240024848632 

 

  • On 17 June 2024 Newpoint Reinsurance Company Limited (Nevis, St Kitts & Nevis) as Lender and NPFC SPV 1 Inc (WY, USA) as Borrower entered into agreements and filed dealing / UCC Financing Statement 202406178313531 in the jurisdiction of New York State covering security over the following collateral:



Newpoint is a sham: Part 4

Newpoint is a sham: Part 4

Picture of Mark Smith Mark Smith : September 16, 2024 3:15:08 PM AEST

Newpoint received use of Trevor Saliba and Ian Fleming's $42bn treasury bond but pay $0 in interest over 20+ years. Sham?

Forgery newpoint reinsurance Trevor Saliba NMS Special Opportunity Fund LP NEWPOINT FINANCIAL CORP. (DE, USA) Keith Beekmeyer Andy Bye AM Best Credit rating PetroVietnam Financial Conduct Authority Prudential Regulation Authority Swiss FINMA Donald Demery Diaz Donald Norvell Calhoun Richard Scott Dvorak Postd Merchant Banque Postd Inc Wells Fargo NA Wells Fargo non-existent NPFC SPV 1 PVI Insurance fronting FINRA USA FBI London Stock Exchange Serious Fraud Office newpoint surety asset finance ltd Ian E Fleming NY fraudster NMS Consulting US SEC US Securities and Exchange Commission Michelle Carter Sylvia Gois Lennon Ogier Global Charitable Trustee (Jersey) Limited Thomas Williamson NMS Special Opportunity Fund Newport Capital & Guarantee Ltd General Professional Indemnity LTD (Bermuda) Get Cover Limited (UK) NEWPOINT FINANCIAL CORP. (CA, USA) Newpoint Lux SV Sarl NFG Partners Sarl Novea (WY, USA) Patrons Group Holdings, Inc. (NV, USA) Patrons Mutual Fire Insurance Company (NV, USA) Newpoint is a sham American Millenium Insurance Company (NJ, USA) Band And Co., Nominee for U.S. Bank (WI, USA) Citadel Reinsurance Company LTD (Bermuda) Mantengu Mining Limited & Langpan Mining Co NEWPOINT BROKERS LIMITED (UK) NEWPOINT FUNDING LTD (UK) Newpoint Reinsurance Company Limited (Nevis) NPFC SPV 1 Inc (WY, USA) OSSO ENERGY PLC (UK) Perfuturo International Insurance, Inc (Guam) Specialty Management UK LTD (UK) Starstone National Insurance Company (NJ, USA) Trailblazers Insurance Company Spectrum Risk Management and Reinsurance
Read More
Newpoint is a sham: Part 2

Newpoint is a sham: Part 2

Picture of Mark Smith Mark Smith : September 13, 2024 1:17:30 PM AEST

The Internet: The Ultimate BS Detector The internet has a long memory, which proves invaluable in an era where financial legitimacy is often shrouded...

Forgery newpoint reinsurance Trevor Saliba NMS Special Opportunity Fund LP NEWPOINT FINANCIAL CORP. (DE, USA) Keith Beekmeyer Andy Bye AM Best Credit rating PetroVietnam Financial Conduct Authority Prudential Regulation Authority Swiss FINMA Donald Demery Diaz Donald Norvell Calhoun Richard Scott Dvorak Postd Merchant Banque Postd Inc Wells Fargo NA Wells Fargo non-existent NPFC SPV 1 PVI Insurance fronting FINRA USA FBI London Stock Exchange Serious Fraud Office newpoint surety asset finance ltd Ian E Fleming NY fraudster NMS Consulting US SEC US Securities and Exchange Commission Michelle Carter Sylvia Gois Lennon Ogier Global Charitable Trustee (Jersey) Limited Thomas Williamson NMS Special Opportunity Fund Newpoint is a sham Newpoint Reinsurance Company Limited (Nevis)
Read More
Newpoint is a sham: Part 3

Newpoint is a sham: Part 3

Picture of Mark Smith Mark Smith : September 14, 2024 11:00:54 PM AEST

Meet Richard Dvorak - the guy with a registered charge over $500m of Newpoint shares (Rhode Island tax fraudster, the man who would control Newpoint...

Forgery newpoint reinsurance Trevor Saliba NMS Special Opportunity Fund LP NEWPOINT FINANCIAL CORP. (DE, USA) Keith Beekmeyer Andy Bye AM Best Credit rating PetroVietnam Financial Conduct Authority Prudential Regulation Authority Swiss FINMA Donald Demery Diaz Donald Norvell Calhoun Richard Scott Dvorak Postd Merchant Banque Postd Inc Wells Fargo NA Wells Fargo non-existent NPFC SPV 1 PVI Insurance fronting FINRA USA FBI London Stock Exchange Serious Fraud Office newpoint surety asset finance ltd Ian E Fleming NY fraudster NMS Consulting US SEC US Securities and Exchange Commission Michelle Carter Sylvia Gois Lennon Ogier Global Charitable Trustee (Jersey) Limited Thomas Williamson NMS Special Opportunity Fund Newpoint is a sham
Read More
Newpoint is a sham: Part 1

Newpoint is a sham: Part 1

Picture of Mark Smith Mark Smith : September 10, 2024 11:17:43 AM AEST

Newpoint claims to be backed by Postd Inc.

Busifund - Legal Services Capital Trust Forgery newpoint reinsurance NEWPOINT FINANCIAL CORP. (DE, USA) Keith Beekmeyer Andy Bye Harry S Truman signature AM Best Credit rating PetroVietnam Financial Conduct Authority Prudential Regulation Authority Swiss FINMA Donald Demery Diaz Donald Norvell Calhoun Richard Scott Dvorak Postd Merchant Banque Postd Inc Dwight Eisenhower signature Wells Fargo NA Wells Fargo non-existent NPFC SPV 1 PVI Insurance fronting FINRA USA FBI London Stock Exchange Serious Fraud Office newpoint surety asset finance ltd Marcos Gold Newpoint is a sham
Read More
Investigation: Newpoint Ponzi scheme to challenge grandaddy of all insurance rorts?

Investigation: Newpoint Ponzi scheme to challenge grandaddy of all insurance rorts?

Picture of Mark Smith Mark Smith : September 9, 2024 7:31:47 PM AEST

In the course of investigating one of the dodgiest people I've come across, Steven Papermaster, I stumbled onto some research into probably a lovely...

Steve Papermaster #whoisstevepapermaster NFG SARL Sheikha Salama bint Sultan bin Zayed Al Nahyan Sheikh Mohamed Bin Ahmed Bin Hamadan Al Nahyan newpoint reinsurance Ian Fleming Trevor Saliba NMS Special Opportunity Fund LP NEWPOINT FINANCIAL CORP. (DE, USA) Keith Beekmeyer Andy Bye Donald Demery Diaz Donald Norvell Calhoun Richard Scott Dvorak newpoint surety asset finance ltd Ian E Fleming NY fraudster NMS Special Opportunity Fund Newpoint is a sham Newpoint Reinsurance Company Limited (Nevis)
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Newpoint - What is the value in 2024 of US$42bn payable in 2043? - Part 2

Newpoint - What is the value in 2024 of US$42bn payable in 2043? - Part 2

Picture of Mark Smith Mark Smith : September 9, 2024 4:09:18 PM AEST

Let's analyze the investment in a bond that was purchased on February 15, 2013, with a maturity date of February 15, 2043, considering the current...

newpoint reinsurance Ian Fleming Trevor Saliba NMS Special Opportunity Fund LP NEWPOINT FINANCIAL CORP. (DE, USA) US Treasury Bonds tbonds Keith Beekmeyer Andy Bye Donald Demery Diaz Donald Norvell Calhoun Richard Scott Dvorak Postd Merchant Banque Postd Inc newpoint surety asset finance ltd Newpoint is a sham Newpoint Reinsurance Company Limited (Nevis)
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Newpoint - What was the value in 2013 of US$42bn payable in 2043?

1 min read

Newpoint - What was the value in 2013 of US$42bn payable in 2043?

Picture of Mark Smith Mark Smith : September 9, 2024 4:08:44 PM AEST

Imagine you have a magic piggy bank that can grow money over time. But, there's a catch: the money you put in today (or in 2013) won't be...

newpoint reinsurance Ian Fleming Trevor Saliba NMS Special Opportunity Fund LP NEWPOINT FINANCIAL CORP. (DE, USA) US Treasury Bonds tbonds Keith Beekmeyer Andy Bye newpoint surety asset finance ltd NMS Special Opportunity Fund Newpoint is a sham Newpoint Reinsurance Company Limited (Nevis)
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Woolgar v Newport Capital & Guarantee Ltd | [2024] EWHC 1819(Comm) - Judgment

Woolgar v Newport Capital & Guarantee Ltd | [2024] EWHC 1819(Comm) - Judgment

Picture of Mark Smith Mark Smith : September 16, 2024 1:54:10 PM AEST

England and Wales High Court (Commercial Court): Summary (dated 17 July 2024)

Court Judgment Judgment Final Judgment newpoint reinsurance NEWPOINT FINANCIAL CORP. (DE, USA) Keith Beekmeyer Andy Bye newpoint surety asset finance ltd Newport Capital & Guarantee Ltd Alexander Woolgar Alex Woolgar Bramdean Asset Management LLP Ross Beekmeyer Brian Clarke Charlotte Green Woolgar v Newport Capital & Guarantee Ltd [2024] EWHC 1819 (Comm) England and Wales High Court (Commercial Court)
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Who is Sheikha Salama bint Sultan bin Zayed Al Nahyan and Two S Holdings (Abu Dhabi)?

Who is Sheikha Salama bint Sultan bin Zayed Al Nahyan and Two S Holdings (Abu Dhabi)?

Picture of Mark Smith Mark Smith : September 9, 2024 7:43:33 PM AEST

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